2017 Investment Management Compliance Testing Survey Results Webcast

June 08, 2017 - 11:00 am to 12:00 pm
Investment Adviser Private Fund Investment Company
Lynne M. Carreiro, Managing Director at ACA Compliance Group; Sanjay Lamba, Assistant General Counsel at Investment Adviser Association

When it comes to your compliance program are you doing all you should be doing? Do you wonder how you are measuring up?

Join us as Lynne M. Carreiro of ACA Compliance Group and Sanjay Lamba of the IAA present the results of this year's survey and provide industry insight regarding best practices for monitoring your compliance program, emerging trends in the administration of compliance, and hot issues in Investment Adviser compliance. In addition, the speakers will provide practical observations regarding the results of the survey.

Individuals who did not participate in the survey are welcome to attend the webcast. The fee to attend is $100. Please click here to register for the event or for any of ACA's upcoming webcasts. Please note that this webcast is not included in our C3 package.