2020 Investment Management Compliance Testing Survey Results Webcast

June 25, 2020 - 1:00 pm to 2:00 pm
Investment Adviser
Enrique Alvarez, Senior Principal Consultant, ACA Compliance Group, Sarah Buescher, Associate General Counsel, Investment Adviser Association, Amy Yuter, Chief Compliance Officer, BrightSphere Investment Group

ACA Compliance Group, the Investment Adviser Association, and BrightSphere Investment Group invite you to join our live webcast discussing the results of the 2020 Investment Management Compliance Testing Survey on June 25 at 1:00PM ET.

This year’s survey covered the following areas:

  • Business Continuity Planning (with a focus on COVID-19)
  • Form CRS
  • Anti-Bribery and Corruption
  • Cybersecurity and Data Privacy
  • Trend Update: "Hot” Compliance Topics

Standard Registration: Individuals who did not participate in the survey are welcome to attend the webcast. The fee to attend is $225.This webcast is not eligible for the C3 client discount code.

Registration for Survey Participants: If you participated in the survey and have not yet registered, please use this link and enter the password you received upon completing the survey to register. The survey closed on May 31, 2020.


If you have any questions about this webcast, please email webcastinfo@acacompliancegroup.com