Webcasts

This innovative series of webcasts focuses on timely compliance management issues affecting investment advisers, broker-dealers, mutual funds, and investment managers claiming GIPS compliance.

Each session, you'll be able to interact with our speakers and print out seminar material. Join us for one or all events. If you cannot attend a webcast, you can access recorded versions in the archives or stay connected through the E-Coffeehouse forum.

The fee to attend is $225 per event. All you need is web access and a telephone.

Our webcasts begin at 11:00 a.m. ET. Webcast dates are subject to change.

Click here to review our Refund/Cancellation Policy.

Name Date
Highlights from the 23rd Annual GIPS Standards Conference Sep 26, 2019 - 11:00am
Credit-Focused Adviser Series: Best Execution, Allocation and Custody Issues for Credit Strategies Sep 25, 2019 - 11:00am
Modernizing Internal Audit Approaches for Financial Institutions Sep 24, 2019 - 2:00pm
Coffee Break with ACA Aponix: Cybersecurity Regulatory Update Sep 17, 2019 - 11:00am
Why Mutual Fund Distributors Have Unique Compliance Requirements Sep 5, 2019 - 11:00am
Regulation Best Interest Aug 28, 2019 - 3:00pm
Credit-Focused Adviser Series: Valuation and Performance Issues for Credit Strategies Aug 14, 2019 - 11:00am
SEC Rule 15a-6 Aug 5, 2019 - 3:00pm
RegTech Solutions for Compliance Challenges: Code of Ethics Monitoring and Personal Trade Surveillance Jul 24, 2019 - 11:00am
Enhance the Security of Your Office 365 Environment Jul 23, 2019 - 11:00am
Credit-Focused Adviser Series: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies Jul 18, 2019 - 11:00am
The GIPS Standards: Are You Ready for 2020? Jul 17, 2019 - 11:00am
The Dirty Dozen: 12 most common compliance failings for UK firms and how to avoid them Jul 16, 2019 - 10:00am
Private Markets Performance Reporting Challenges Jul 11, 2019 - 11:00am
Senior Managers & Certification Regime: Reducing Harm, Strengthening Integrity Jul 9, 2019 - 11:00am
The Investment Company Act of 1940 for New Sub-Advisers Jun 27, 2019 - 11:00am
ACA Professional Skills Academy Series: Credit Fundamentals 102 Jun 26, 2019 - 11:00am
SEC vs. FCA: How to Mind the Gap Jun 26, 2019
ACA Professional Skills Academy Series: Credit Fundamentals 101 Jun 19, 2019 - 11:00am
Sponsor-led Secondary Market Solutions Jun 12, 2019 - 11:00am
Qualified Opportunity Zone Funds Jun 6, 2019 - 2:00pm
2019 Alternative Fund Manager Compliance Survey - Discussion of Results for Illiquid Fund Advisers Jun 5, 2019 - 2:00pm
2019 Alternative Fund Manager Compliance Survey - Discussion of Results for Hedge Fund Advisers Jun 4, 2019 - 2:00pm
Transaction Reporting: Expectations vs. Reality May 29, 2019