In response to the impact the coronavirus (COVID-19) pandemic is having on our clients and the financial services industry, ACA has launched our Spring 2020 Compliance and Performance Conference in a virtual format.
Our Spring Conference Webcast Series is free to attend and will deliver all the insights of our in-person conference from the safety and comfort of your own home.
With carefully curated sessions covering various topics in compliance, performance, and regulatory technology, you can flow between tracks to design a personalized virtual conference experience.
Our Spring Conference Webcast Series will feature the most popular sessions from our live conference featuring the hot topics that are shaping the industry today. Pick and choose the sessions of most interest to you!
Wednesday, May 6
Fundamentals of Crisis Management - 10 AM-11 AM EDT
Supervision and Disclosure of Conflicts of Interest - 12 PM-1 PM EDT
Friday, May 8
Performance Considerations – Mergers & Acquisitions and Changes to the Firm Definition 12 PM-1 PM EDT
Diversified Financial Interactive Peer Group - 3 PM-4 PM EDT
Wednesday, May 13
Form ADV: Regulation BI and Form CRS - 12 PM-1 PM EDT
The SEC's Focus on Performance and the New Advertising and Cash Solicitation Rule - 3 PM-4 PM EDT
Friday, May 15
Performance Presentation and Compliance Control for Model Delivery Programs - 12 PM-1 PM EDT
Private Markets Interactive Peer Group - 3 PM-4 PM EDT
Wednesday, May 20
The Tech-Enabled CCO: The Rise of RegTech and What It Means for Your Firm - 12 PM-1 PM EDT
Electronic Messaging, Social Media, and More - 3 PM-4 PM EDT
Friday, May 22
Tales from the Trenches: Experiences from Regulatory Exams - 12 PM-1:15 PM EDT
Hedge Fund Interactive Peer Group - 3 PM-4 PM EDT
ACA will apply for CPE and CLE credits in select states.
All sessions will be recorded. Archive links will be sent out following each broadcast to those who've registered for the session.