ACA's Spring Conference Webcast Series

Date: 
Wednesdays and Fridays running May 6 - May 22
Type: 
Webcast
Division: 
General
Cost: 
Complimentary

In response to the impact the coronavirus (COVID-19) pandemic is having on our clients and the financial services industry, ACA has launched our Spring 2020 Compliance and Performance Conference in a virtual format.

Our Spring Conference Webcast Series is free to attend and will deliver all the insights of our in-person conference from the safety and comfort of your own home.

With carefully curated sessions covering various topics in compliance, performance, and regulatory technology, you can flow between tracks to design a personalized virtual conference experience.

Agenda

Our Spring Conference Webcast Series will feature the most popular sessions from our live conference featuring the hot topics that are shaping the industry today. Pick and choose the sessions of most interest to you!

Wednesday, May 6

Fundamentals of Crisis Management - 10 AM-11 AM EDT

Supervision and Disclosure of Conflicts of Interest - 12 PM-1 PM EDT

Friday, May 8

Performance Considerations – Mergers & Acquisitions and Changes to the Firm Definition 12 PM-1 PM EDT

Diversified Financial Interactive Peer Group - 3 PM-4 PM EDT

Wednesday, May 13

Form ADV: Regulation BI and Form CRS - 12 PM-1 PM EDT

The SEC's Focus on Performance and the New Advertising and Cash Solicitation Rule - 3 PM-4 PM EDT

Friday, May 15

Performance Presentation and Compliance Control for Model Delivery Programs - 12 PM-1 PM EDT

Private Markets Interactive Peer Group - 3 PM-4 PM EDT

Wednesday, May 20

The Tech-Enabled CCO: The Rise of RegTech and What It Means for Your Firm - 12 PM-1 PM EDT

Electronic Messaging, Social Media, and More - 3 PM-4 PM EDT

Friday, May 22

Tales from the Trenches: Experiences from Regulatory Exams - 12 PM-1:15 PM EDT

Hedge Fund Interactive Peer Group - 3 PM-4 PM EDT

 

ACA will apply for CPE and CLE credits in select states.

All sessions will be recorded. Archive links will be sent out following each broadcast to those who've registered for the session.