Investment Company Board Reporting

Date: 
May 30, 2018 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Company
Speaker(s): 
Nelda Kacyem, James Pappas

We invite you to join us on Wednesday, May 30th at 11 A.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's James Pappas and Nelda Kacyem discuss Investment Companies’ board reporting requirements relating to several areas of the Investment Company Act of 1940, including Section 15(c), affiliated transactions, Rule 17j-1, and Rule 38a-1.

Discussion topics will include:
•    Periodic reporting requirements
•    Section 15 contract approval and renewal
•    Quarterly reporting of affiliated transactions
•    Rule 17j-1 reporting
•    Rule 38a-1 annual report

Throughout the webcast, the panelists will answer questions and respond to comments from attendees.