Webcasts

This innovative series of webcasts focuses on timely compliance management issues affecting investment advisers, broker-dealers, mutual funds, and investment managers claiming GIPS compliance.

Each session, you'll be able to interact with our speakers and print out seminar material. Join us for one or all events. If you cannot attend a webcast, you can access recorded versions in the archives or stay connected through the E-Coffeehouse forum.

The fee to attend is $225 per event. All you need is web access and a telephone.

Our webcasts begin at 11:00 a.m. ET. Webcast dates are subject to change.

Click here to review our Refund/Cancellation Policy.

Name Date
Are You Ready for Regulation Best Interest? Jun 9, 2020 - 2:00pm
ACA's Spring Conference Webcast Series May 6, 2020 - 10:00am
Payment Fraud in Private Markets Threats and Best Practices May 5, 2020 - 11:00am
Adjusting and Positioning Your Compliance Program for Success in the Age of COVID-19 Apr 30, 2020 - 11:00am
What is the "Next Normal" for Compliance? A Look at How Your Peers are Planning Apr 27, 2020 - 11:00am
ACA Consultant's Corner: COVID-19 Concerns for Real Estate Advisers Apr 24, 2020 - 1:00pm
2020 Performance Trends for Alternative Structures Apr 23, 2020 - 11:00am
Core Compliance Disciplines in a Remote Working World Apr 22, 2020 - 11:00am
Working from Home: Emerging Threats & Mitigation Strategies Apr 17, 2020 - 11:00am
Protect Your Firm Against Insider Trading and Other Misconduct Related to COVID-19 Apr 15, 2020 - 11:00am
ACA Consultant's Corner: COVID-19 Concerns and Pandemic Response Planning for Hedge Funds Apr 3, 2020 - 10:00am
The 2020 GIPS Standards: Key Takeaways from the Explanation of the Provisions for Firms - Sections 1 and 3 Mar 26, 2020 - 11:00am
Best Practices and Strategies for Managing Business Risks Due to COVID-19 Pandemic Mar 18, 2020 - 11:00am
FINRA Hot Topics 2020 Mar 10, 2020 - 2:00pm
Coronavirus Preparedness: Re-visit Your Business Continuity Plans Mar 4, 2020 - 11:00am
Form CRS: What Firms Need to Know Feb 27, 2020 - 11:00am
Preparing for Regulation Best Interest Compliance Feb 25, 2020 - 2:00pm
Performance Challenges and Solutions for OCIOs Feb 20, 2020 - 11:00am
Practical Guidance: The 2020 GIPS Standards for Asset Owners Jan 28, 2020 - 11:00am
SEC Examination Priorities and Focus Areas for 2020 Jan 22, 2020 - 11:00am