Compliance Year in Review

Date: 
December 15, 2020 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Adviser Private Fund
Speaker(s): 
ACA's Carlo di Florio, Chief Services Officer, Michael Abbriano, Director, Michelina Cuccia, Director, and Ian Rivera, Senior Principal Consultant

Join us for our annual Compliance Year in Review webcast on December 15, 2020 at 11AM ET. ACA's Carlo di Florio, Chief Services Officer, Michael Abbriano, Director, Michelina Cuccia, Director, and Ian Rivera, Senior Principal Consultant will share SEC compliance developments from 2020 and discuss what to expect in 2021.

Discussion topics include:

  • Rule proposals and adoption
  • Examination trends
  • SEC staff guidance
  • Noteworthy enforcement actions
  • A look ahead to 2021