Credit-Focused Adviser Series: Best Execution, Allocation and Custody Issues for Credit Strategies

September 25, 2019 - 11:00 am to 12:00 pm
Investment Adviser General

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series. This three-part webcast event will focus on the nuances of regulatory and compliance issues that commonly arise for investment advisers with credit strategies.

Part 3: Best Execution, Allocation and Custody Issues for Credit Strategies will cover compliance considerations for those who trade credit instruments, approaches to broker selection and best execution, trading and allocation issues, and the unique issues that arise for credit managers in complying with the Custody Rule.


  • Kimberly Versace, Senior Principal Consultant, ACA Compliance Group
  • Joel Stocksdale, Senior Principal Consultant, ACA Compliance Group

Who is this for?

This webcast series will provide valuable information for compliance professionals working with credit-focused investment strategies. 


$225 for a single session

Discount codes are available for ACA C3 clients. Please contact your compliance consultant or email us at for your discount code.

Webcast participants can earn up to 1.0 CPE credits in Specialized Knowledge for this webcast.

*ACA Compliance Group is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered submitted to the national Registry of CPE sponsors through its website: