Credit-Focused Adviser Series: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies

Date: 
July 18, 2019 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Adviser General
Price: 
225.00

ACA Compliance Group invites you to join us for a three-part webcast event: Credit-Focused Adviser Series. This three-part webcast event will focus on the nuances of regulatory and compliance issues that commonly arise for investment advisers with credit strategies.

Part 1: MNPI Issues and Conflicts of Interest Relevant to Credit Strategies will cover key conflicts of interest encountered by firms with credit strategies and handling information flow from private side credit investments and insider trading considerations.

Speakers:

  • Joel Stocksdale, Principal Consultant, ACA Compliance Group
  • Michael Abbriano, Senior Principal Consultant, ACA Compliance Group

Who is this for?

This webcast series will provide valuable information for compliance professionals working with credit-focused investment strategies. 

Cost:

$225 for a single session

Discount codes are available for ACA C3 clients. Please contact your compliance consultant or email us at webcastinfo@acacompliancegroup.com for your discount code.

Webcast participants can earn up to 1.0 CPE credits in Specialized Knowledge for this webcast.

*ACA Compliance Group is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered submitted to the national Registry of CPE sponsors through its website: www.learningmarket.org.