Form CRS: What Firms Need to Know

Date: 
February 27, 2020 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Adviser Broker-Dealer
Speaker(s): 
ACA Compliance Group's Partner and Co-Head of U.S. Compliance, Josh Broaded and Senior Principal Consultant, Chris Michailoff

Is your firm prepared for the fast approaching Form CRS (Client Relationship Summary) deadline? 

Join ACA Compliance Group's Partner and Co-Head of U.S. Compliance, Josh Broaded and Senior Principal Consultant, Chris Michailoff on Thursday, February 27 at 11 a.m. EST for a live webcast where they’ll discuss what compliance and legal teams for brokers and investment advisers need to know about Form CRS and how to get ready for the upcoming filing deadline.

This webcast will highlight the new delivery obligations and content requirements advisers should prepare when completing their Form CRS in advance of the June 30, 2020 compliance date. 

Discussion Topics

Discussion topics will include:

  • Considerations for completing the form
  • Newly required disclosures
  • Prescribed conversations starters regarding relationships and services, fees, standards of conduct, disciplinary history, and more
  • Considerations for delivery of Form CRS

Participants are encouraged to submit questions in advance through the registration form. There will also be time allotted at the end of the session for Q&A.

Who Should Attend

SEC-registered investment advisers and broker-dealers who are subject to filing Form CRS.