This webcast is a part of ACA's free Spring Conference Webcast Series. In response to the impact the coronavirus (COVID-19) pandemic is having on our clients and the financial services industry, ACA has launched our Spring 2020 Compliance and Performance Conference in a virtual format.
About this session: Fundamentals of Crisis Management
As part of the compliance role, you may be involved when there is a crisis at your firm. It could be that the firm has a compliance problem or that a client or investor has a significant issue and compliance gets looped in. This session will discuss some basic ground rules to crisis management that you can take back to your firms. Topics will include how much information should be shared and with who, who at the firm should be involved in mitigating, and what firms can do before a crisis hits to lay the groundwork for successful management.