Webcasts

This innovative series of webcasts focuses on timely compliance management issues affecting investment advisers, broker-dealers, mutual funds, and investment managers claiming GIPS compliance.

Each session, you'll be able to interact with our speakers and print out seminar material. Join us for one or all events. If you cannot attend a webcast, you can access recorded versions in the archives or stay connected through the E-Coffeehouse forum.

The fee to attend is $225 per event. All you need is web access and a telephone.

Our webcasts begin at 11:00 a.m. ET. Webcast dates are subject to change.

Click here to review our Refund/Cancellation Policy.

Name Date
Transaction Reporting: The Top Five Data Errors and How to Fix Them - A Focus on MiFIR Sep 22, 2020 - 3:00pm
ACA's RegTech Solutions: What's New and Coming Soon Sep 9, 2020 - 11:00am
Compliance Considerations for Credit Investors in the COVID-19 Market Sep 3, 2020 - 11:00am
The State of Cybersecurity: Results from the 2020 NSCP / ACA Aponix Cybersecurity Compliance Programs Survey Aug 14, 2020 - 2:00pm
Third-Party Risk Management Programs – Collaborating for Results Aug 5, 2020 - 11:00am
Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19 Jul 28, 2020 - 11:00am
Investment Company Act for New Fund Sponsors Jul 22, 2020 - 11:00am
EMIR Refit: Reporting Checklist Jul 14, 2020 - 3:00pm
Sustainable Finance Disclosure Regulation: Challenges, Pitfalls and Developing a Roadmap Jul 8, 2020 - 2:30pm
Moving Towards the “Now” Normal Work Environment Jun 30, 2020 - 2:00pm
2020 Investment Management Compliance Testing Survey Results Webcast Jun 25, 2020 - 1:00pm
Data Privacy Considerations for the Next Phase of CCPA and COVID-19 Jun 16, 2020 - 2:00pm
Are You Ready for Regulation Best Interest? Jun 9, 2020 - 2:00pm
Tales from the Trenches: Experiences from Regulatory Exams May 22, 2020 - 12:00pm
The Tech-Enabled CCO: The Rise of RegTech and What it Means for Your Firm May 20, 2020 - 11:00am
Electronic Messaging, Social Media, and More May 20, 2020 - 3:00am
Performance Presentation and Compliance Control for Model Delivery Program May 15, 2020 - 12:00pm
The SEC's Focus on Performance and the New Advertising Cash Solicitation Rules May 13, 2020 - 3:00pm
Form ADV: Regulation BI and Form CRS May 13, 2020 - 12:00pm
Performance Considerations - Mergers & Acquisitions and Changes to the Firm Definition May 8, 2020 - 12:00pm
Supervision and Disclosure of Conflicts of Interest May 6, 2020 - 12:00pm
Fundamentals of Crisis Management May 6, 2020 - 10:00am
ACA's Spring Conference Webcast Series May 6, 2020 - 9:00am
Payment Fraud in Private Markets Threats and Best Practices May 5, 2020 - 11:00am