Implications of the Election on the SEC Regulatory Agenda

Date: 
December 08, 2020 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Adviser Private Fund
Speaker(s): 
ACA's Carlo di Florio, Chief Services Officer, Josh Broaded, Partner, Karen Foley, Partner, and Dani Williams, Principal Consultant

With the upcoming change in political leadership there is likely to be a shift in policies and priorities. Join ACA's Carlo di Florio, Chief Services Officer, Josh Broaded, Partner, Karen Foley, Partner, and Dani Williams, Principal Consultant as they take a look at the currently proposed and potential policy shifts, the implications of those shifts on financial services firms, and what firms should know and prepare for in the year ahead.