The Investment Company Act of 1940 for New Sub-Advisers

Date: 
June 27, 2019 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Company
Speaker(s): 
Paul Hahesy and American Beacon’s Christy Sears

Are you an investment adviser who will be providing sub-advisory services to a registered investment company? Please join ACA’s Paul Hahesy and American Beacon’s Christy Sears on Thursday, June 27 at 11 a.m. for an introduction to the world of registered funds and the complexities that a new sub-adviser will need to be aware of when managing a fund.

Discussion Topics 

  • What is a mutual fund?
  • Role of a mutual fund sub-advisor
  • Operational, compliance and reporting challenges
  • Investment/Trading Challenges
  • Important considerations

If the date and time do not work for you, an archived version of the live event will automatically be emailed to you when it becomes available as part of your registration.