Investment Company Act for New Fund Sponsors

Date: 
July 22, 2020 - 11:00 am to 12:00 pm
Type: 
Webcast
Division: 
Investment Company
Speaker(s): 
Erik Olsen, Managing Director, ACA Compliance Group, Chris Kemp, Senior Principal Consultant, ACA Compliance Group

The governance requirements of the Investment Company Act of 1940 can be lengthy and overwhelming.

ACA's Erik Olsen, Managing Director, and Chris Kemp, Senior Principal Consultant, will break down the governance requirements of registered funds and business development companies on Wednesday, July 22, 2020 at 11:00 AM EDT / 4:00 PM BST.

Discussion Topics

This webcast will cover:

  • Board composition requirements
  • Periodic reporting requirements, including quarterly, annual, and ad-hoc meetings
  • Advisory and principal underwriting contract approval and renewal
  • Additional considerations for investment company sponsors