Investment Company Act for New Fund Sponsors: Governance and Beyond

April 06, 2017 - 11:00 am
Investment Company

ACA Compliance Group is offering a series of webcasts designed to provide training to compliance professionals regarding the requirements of the Investment Company Act of 1940.

Please join ACA’s Shannon Behara and Nelda Kacyem on April 6, 2017 for the second webcast in the series. This webcast is designed to provide an understanding of compliance requirements for new fund sponsors under the Investment Company Act of 1940.

Topics covered include:

  • Board composition requirements;
  • Periodic reporting requirements including quarterly, annual, and ad-hoc meetings;
  • Section 15 advisory and principal underwriting contract approval and renewal; and
  • Additional considerations for investment company sponsors.

Throughout the webcast, the panelists will answer questions and respond to comments from attendees.