Lessons Learned from the Liquidity Risk Management Program Rule

October 22, 2019 - 2:00 pm to 3:00 pm
Investment Company

Since the Liquidity Risk Management Program Rule went into effect three years ago, investment companies have experienced a number of rule delays, amendments, and staggered compliance dates.

With the final major compliance date creeping closer on December 1, 2019, we invite you to join us for a live webcast to get our tips and lessons learned from implementing the new requirements and what you should take into consideration before the deadline.

Tune in Tuesday, October 22, 2019 at 2 p.m. ET to hear from ACA Compliance Group’s Erik Olsen, Managing Director, and Steve Birch, Risk Director at Jackson National Asset Management as they review the Liquidity Risk Management Program Rule and share their experiences in implementing its various requirements.

Discussion Topics

This webcast will cover:

  • Determination of the program’s administrator
  • Liquidity classification processes
  • Processes for determining a fund’s highly liquid investment minimum (HLIM) or primarily highly liquid investments (PHL) threshold
  • Processes for monitoring a fund’s HLIM, PHL and illiquid assets
  • Board reporting

Who Should Attend

This webcast is ideal for compliance officers and investment professionals who want to confirm they meet the compliance responsibilities under the Liquidity Risk Management Program Rule.