SEC Examination Priorities and Focus Areas for 2018

Date: 
February 12, 2018 - 2:00 pm to 3:00 pm
Type: 
Webcast
Division: 
Investment Adviser
Speaker(s): 
Alyssa Briggs, Matt Girandola, Askari Foy

The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) recently released its 2018 examination priorities.

Join us on February 12, 2018 at 2:00 p.m. EST to hear from ACA Compliance Group speakers Alyssa Briggs, Senior Principal Consultant and Matthew Girandola, Consultant and ACA Aponix's Askari Foy, Managing Director as they discuss the 2018 examination priorities and what they may mean for you.