Changes to the Securities and Futures Commission (SFC) Fund Manager Code of Conduct are getting ever closer. What must your firm do to be ready for this significant change? Derek McGibney, our Managing Director for Asia, will discuss practical steps on how prepare for the approaching deadline.
Topics to be addressed include:
- The essential elements required to meet the regulators expectations by the November implementation date.
- How an efficient compliance programme can add value to your business.
- Lessons learned from other regions that have been through similar regulatory change