SFC’s Fund Manager Code of Conduct: What you need to know

Date: 
February 07, 2018
Type: 
Webcast
Division: 
ACA in Asia
Speaker(s): 
Derek McGibney, Michael Langton

Coming into force in November 2018, the SFC’s changes to the Fund Manager’s Code of Conduct introduces enhanced guidance around risk management and specific requirements on liquidity risk, securities lending, repurchase agreements, custody practices and transparency around leverage. But while the direction is clear, many fund managers still find themselves unsure what this really means for them, and their firm.

This webcast outlines what firms need to know to help them to lay the foundation for a solid compliance structure, consider the practical requirements, and identify gaps and weakness in their Code of Conduct requirements.