Understanding Regulatory Requirements vs. the GIPS Standards

June 21, 2018 - 11:00 am to 12:00 pm
ACA Performance Services
Karen Foley, ACA Performance Services and James O’Leary, BNY Mellon Asset Management

Investment advisers need an infrastructure for GIPS® compliance that can survive an SEC examination. While there are many similarities between the rules under the Advisers Act and the requirements of the GIPS standards, there are also notable differences. Please join ACA Performance Services' Karen Foley and BNY Mellon Asset Management’s James O’Leary for a complimentary webcast focused on the differences and best practices of both GIPS standards and SEC requirements.

Panelists will discuss a high level overview of their experiences in tackling some of the regulatory and performance challenges around portability, mergers and acquisitions, and performance advertising.