Understanding Regulatory Requirements vs. the GIPS Standards

July 17, 2018 - 12:00 pm
ACA Performance Services
ACA Compliance Group's Karen Foley and Jack Rader, and Granite Investment Advisers' Debra Wentworth

Investment advisers need an infrastructure for GIPS® compliance that can survive an SEC examination. While there are many similarities between the rules under the Advisers Act and the requirements of the GIPS standards, there are also notable differences. Please join the panelists for a discussion of best practices to address both GIPS standards and SEC requirements.

Panelists will share a high-level overview of their experiences in tackling some of the regulatory and performance challenges around portability, mergers and acquisitions, and performance advertising.