As regulators continue to advance and deploy technology solutions to monitor investment firms and securities markets, compliance professionals should be aware of both current and future technology that can assist with surveillance and compliance risk management. Join us on Thursday, December 19 at 11:00 a.m. EST, 4:00 p.m. GMT as our speakers outline trends in the RegTech space and discuss the types of technology that can be utilized to support your compliance program, including machine learning, natural language processing, and artificial intelligence. We will also discuss best practices for evaluating and implementing such solutions as part of an overall governance, risk, and compliance program.
- Trends in RegTech, both for regulators and the financial services industry
- An overview of the types of technology that can be leveraged to support your firm's governance, risk, and compliance program
- Practices and policies that can assist in the deployment of RegTech solutions at your firm