Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
December 18, 2018

Compliance Issues for Credit-Focused Advisers

Join us on Tuesday, December 18, 2018 at 11 a.m. ET for our webcast, Compliance Issues for Credit-Focused Advisers. ACA Compliance Group's Lynne Carreiro and Kimberly Versace will discuss the unique challenges that come along with investing in credit instruments.
Register
Webcast
December 4, 2018

Safeguarding Data: Protecting Your Company’s Crown Jewels

The value of data has rapidly grown over recent years, leading to increased risks associated with managing data as well as new regulations designed to protect consumers. As a result, firms have an obligation to mitigate risks associated with retaining the data they handle.
Register
Webcast
November 27, 2018

Lessons Learned from Recent Cyber Incidents: Google Plus, Facebook, Reddit, and What You Need to Know

Join Raj Bakhru, Partner at ACA Aponix, on Tuesday, November 27 at 11:00am ET as he examines recent high-profile breaches involving Google Plus, Facebook, Reddit, British Air, and Colorado Timberline, and others. Raj will discuss what your firm can learn from these incidents, key protections you can implement to avoid similar breaches, and how regulations come into play. Discussion Topics
Register
Webcast
November 15, 2018

OCIOs Guide to GIPS Compliance: Understanding the Benefits, Challenges, and Solutions

Outsourced CIOs (OCIOs) are facing increased market pressure to adhere to industry-recognized standards such as the Global Investment Performance Standards (GIPS). ACA Performance Services has seen a substantial number of OCIOs start to shift towards demonstrating greater levels of performance reporting transparency.
Register
Webcast
November 13, 2018

California Consumer Privacy Act (CCPA) and Increasing Demands on the Privacy Office

Join ACA’s Alex Scheinman and Paul Schappell for a discussion on how to prepare your firm to comply with requirements under the California Consumer Privacy Act (CCPA) as well as the evolving regulatory privacy landscape. Based on the string of state-specific data protection regulations released recently in New York, Colorado, and now California, more state and national regulations will likely follow.
Register
Webcast
November 8, 2018

Improving and Simplifying Financial Crime Detection

Criminals are always finding new ways around financial crime detection programs. How can banks and firms continue to keep pace with the latest money laundering trends? Please join ACA Telavance’s Gokul Kallambunathil on Thursday, November 8 at 2pm ET for a live discussion about leveraging analytics, robotic process automation, and machine learning to help combat financial crime.
Register
Webcast
October 31, 2018

Personal Trading – Rule vs. Best Practice

We invite you to join ACA Compliance Group’s Enrique Alvarez, Nick McGrath, and Anne Wallace on Wednesday, October 31, 2018 at 11:00 A.M. EST for a live webcast on Personal Trading – Rule vs. Best Practice.
On Demand
Webcast
October 30, 2018

Section 18 (Senior Securities and Asset Segregation)

Section 18 of the 1940 Act prohibits registered funds from issuing any “senior security”. This prohibition has been extended to limit portfolio activities that create “leverage”. This includes the use of derivatives and other common trading practices.
On Demand
Webcast
October 25, 2018

Vendor Risk: Due Diligence, Scaling, Analysis, and Ongoing Oversight

In recent years, regulators have increasingly focused on vendor due diligence. Join Marc Lotti, Partner at ACA Aponix, alongside the compliance manager of a leading private equity firm, as they discuss some of the challenges companies face in identifying and managing third-party risks. Our speakers will discuss best practices for managing your due diligence process and how to scale your third-party risk management program.
On Demand
Webcast
October 25, 2018

SFC’s Fund Manager Code of Conduct: Navigating the Challenges

Changes to the Securities and Futures Commission (SFC) Fund Manager Code of Conduct will be implemented on 18 November this year, affecting any firm licensed to carry out asset management regulated activity in Hong Kong.
On Demand