ACA WEBCAST DIRECTORY
Registration for this event is not yet open. Stay tuned for more details. To learn more or participate in the survey please go here: 2018 Investment Management Compliance Testing Survey.
We invite you to join us on Wednesday, May 30th at 11 A.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's James Pappas and Nelda Kacyem discuss Investment Companies’ board reporting requirements relating to several areas of the Investment Company Act of 1940, including Section 15(c), affiliated transactions, Rule 17j-1, and Rule 38a-1. Register
The rapid increase of automated investment platforms (including robo-advisers) has prompted the SEC to increase its scrutiny of this emerging industry. These so-called “robo-advisors” are disrupting the traditional investment adviser industry by providing clients with discretionary asset management services, typically with limited human interaction, through an algorithmic-based, online delivery model. Register
ACA Compliance Group invites you to join our live webcast discussing the results of our Alternative Fund Manager Survey on Thursday, April 26th at 11:00 a.m. - 12:15 p.m. Eastern Time.This is the tenth survey of our ongoing series and is focused on electronic communications, compliance programs, personal trading, and anti-bribery and corruption. During ACA’s last iteration of this survey series in September 2017, we received nearly 270 responses. Purchase
Please join ACA Compliance Group on April 25, 2018 at 2pm EDT for a webcast workshop designed to assist compliance professionals of independent broker-dealers in dealing with both current and unique regulatory challenges. Our industry-knowledgeable panelists will discuss topics relevant to this specific type of firm.
Firms of all sizes frequently ask about the relevance and importance of forming a GIPS® Committee within their organization. Startup firms debate whether a GIPS Committee provides any added value when limited personnel causes constraints on resources. Conversely, well established, global entities often see the added value in having a committee but must weigh the operational burdens involved. On Demand
Join Raj Bakhru, Partner at ACA Aponix, on Tuesday, April 17 at 11:30am ET as he examines recent high-profile breaches at companies including Facebook, Under Amour, Panera, and others. Raj will discuss key protections your firm can implement to avoid similar breaches, what investment professionals and directors should be thinking about, and the sophisticated attacks targeting sensitive data.Discussion topics will include: On Demand
Please join ACA Compliance Group and BISA on April 11, 2018, at 2 pm EDT for a webcast workshop designed to assist compliance professionals from bank affiliated broker-dealers in dealing with both current and unique regulatory challenges.
Please join Danielle Joseph and Jami Jack from ACA Compliance Group, and Christopher Wells, Jeffrey Neuburger, and Robert Leonard from Proskauer Rose LLP, for a live webcast in which they’ll shed light on two emerging topics impacting compliance officers and investment advisers this year - Cryptocurrencies and Big Data. Cryptocurrencies are experiencing a surge in popularity, but On Demand
The upcoming Global Data Protection Regulation (GDPR) is altering data management and operational best practices around the globe. How does this impact your firm?Join Dynamo Software, compliance experts and senior ODD staff for a discussion on how the EU's GDPR can affect your business as a fund manager communicating with your investors and prospects or as an asset allocator assessing the operations of potential managers and service providers.Featured Speakers: On Demand