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Governance, Risk, and Compliance (GRC) Webcasts

ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
February 12, 2019

Regulatory Focus on Performance for Banks

Regulators continue to focus on investment performance, whether it is from an advertising or reporting perspective, to ensure the completeness and accuracy of the data underlying the investment returns. In particular, banking organizations are seeing an increased emphasis on strengthening controls, risk management, and governance around performance calculation and reporting to meet applicable laws, regulations, and supervisory expectations.
On Demand
Webcast
February 5, 2019

Private Equity Performance Reporting Hot Topics and the 2020 GIPS Standards

The lack of standardization in presenting performance across the private equity industry has often been viewed as simply part of investing in the asset class. As capital flows move rapidly into private equity vehicles, regulators will continue to take a harder look at a firm’s institutional controls around performance calculation and reporting.
On Demand
Webcast
January 31, 2019

Discussion of Results: 2018 NSCP / ACA Aponix Cyber Survey

ACA Aponix recently partnered with the National Society of Compliance Professionals (NSCP) to host our second annual survey which provides financial services firms with an opportunity to gain insight into cybersecurity compliance programs across the industry. We are pleased to report that we received over 210 responses! Join Raj Bakhru, Partner at ACA Aponix for a live discussion on issues and trends raised in the survey.
On Demand
Webcast
January 30, 2019

SEC Examination Priorities and Focus Areas for 2019

The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) announced its 2019 examination priorities on December 20, 2018.
On Demand
Webcast
January 28, 2019

Paving Your Path to Europe

Join us on Monday, January 28 at 2pm EST for a complimentary webcast where we will outline an uncomplicated and effective route to achieving your international expansion goals.
On Demand
Webcast
January 22, 2019

Senior Managers & Certification Regime: What you need to know

The extension of the FCA’s Senior Managers and Certification Regime (SM&CR) to all solo-regulated firms comes into force on 9 December 2019. With less than a year until enforcement, the SM&CR is the next big regulatory challenge for financial firms in the UK firms, now is the time to start developing a clear implementation plan.
On Demand
Webcast
January 22, 2019

Hedge Fund Strategy Series, Part 2: Novel Compliance Issues Faced by Equity Managers

Join us on Tuesday, January 22, 2019 at 11 a.m. ET for our webcast, Novel Compliance Issues Faced by Equity Managers.
On Demand
Webcast
January 10, 2019

The Compliance Year in Review

2018 has been filled with a number of regulatory and industry developments. On Thursday, January 10, 2019 at 11:00 a.m. ET please join ACA Compliance Group's Lynne Carreiro, Managing Director and Erik Olsen, Director for a webcast on The Compliance Year in Review.
On Demand
Webcast
December 18, 2018

Compliance Issues for Credit-Focused Advisers

Join us on Tuesday, December 18, 2018 at 11 a.m. ET for our webcast, Compliance Issues for Credit-Focused Advisers. ACA Compliance Group's Lynne Carreiro and Kimberly Versace will discuss the unique challenges that come along with investing in credit instruments.
On Demand
Webcast
December 6, 2018

Data Governance and Management in BSA/AML and Sanctions Compliance

Increasing focus has been applied to effective data management in recent years due to the growing reliance on data to manage and optimize operations, mitigate risk and support development of new products and services.
On Demand