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Governance, Risk, and Compliance (GRC) Webcasts

ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
January 30, 2019

SEC Examination Priorities and Focus Areas for 2019

The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) announced its 2019 examination priorities on December 20, 2018.
On Demand
Webcast
January 28, 2019

Paving Your Path to Europe

Join us on Monday, January 28 at 2pm EST for a complimentary webcast where we will outline an uncomplicated and effective route to achieving your international expansion goals.
On Demand
Webcast
January 22, 2019

Senior Managers & Certification Regime: What you need to know

The extension of the FCA’s Senior Managers and Certification Regime (SM&CR) to all solo-regulated firms comes into force on 9 December 2019. With less than a year until enforcement, the SM&CR is the next big regulatory challenge for financial firms in the UK firms, now is the time to start developing a clear implementation plan.
On Demand
Webcast
January 22, 2019

Hedge Fund Strategy Series, Part 2: Novel Compliance Issues Faced by Equity Managers

Join us on Tuesday, January 22, 2019 at 11 a.m. ET for our webcast, Novel Compliance Issues Faced by Equity Managers.
On Demand
Webcast
January 10, 2019

The Compliance Year in Review

2018 has been filled with a number of regulatory and industry developments. On Thursday, January 10, 2019 at 11:00 a.m. ET please join ACA Compliance Group's Lynne Carreiro, Managing Director and Erik Olsen, Director for a webcast on The Compliance Year in Review.
On Demand
Webcast
December 18, 2018

Compliance Issues for Credit-Focused Advisers

Join us on Tuesday, December 18, 2018 at 11 a.m. ET for our webcast, Compliance Issues for Credit-Focused Advisers. ACA Compliance Group's Lynne Carreiro and Kimberly Versace will discuss the unique challenges that come along with investing in credit instruments.
On Demand
Webcast
December 6, 2018

Data Governance and Management in BSA/AML and Sanctions Compliance

Increasing focus has been applied to effective data management in recent years due to the growing reliance on data to manage and optimize operations, mitigate risk and support development of new products and services.
On Demand
Webcast
December 4, 2018

Safeguarding Data: Protecting Your Company’s Crown Jewels

The value of data has rapidly grown over recent years, leading to increased risks associated with managing data as well as new regulations designed to protect consumers. As a result, firms have an obligation to mitigate risks associated with retaining the data they handle.
On Demand
Webcast
November 27, 2018

Lessons Learned from Recent Cyber Incidents: Google Plus, Facebook, Reddit, and What You Need to Know

Join Raj Bakhru, Partner at ACA Aponix, on Tuesday, November 27 at 11:00am ET as he examines recent high-profile breaches involving Google Plus, Facebook, Reddit, British Air, and Colorado Timberline, and others. Raj will discuss what your firm can learn from these incidents, key protections you can implement to avoid similar breaches, and how regulations come into play. Discussion Topics
On Demand
Webcast
November 15, 2018

OCIOs Guide to GIPS Compliance: Understanding the Benefits, Challenges, and Solutions

Outsourced CIOs (OCIOs) are facing increased market pressure to adhere to industry-recognized standards such as the Global Investment Performance Standards (GIPS®). ACA Performance Services has seen a substantial number of OCIOs start to shift towards demonstrating greater levels of performance reporting transparency.
On Demand