Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
March 14, 2018

Platforms Requiring Third-Party Performance Attestation: Model Performance Certifications

Although most private wealth managers were once exempt, ACA has observed a substantial number of manager advisory platforms requiring third-party managers to have their performance returns independently validated as a minimum qualification for participating in these platforms. This requirement will drive hundreds, if not thousands, of asset managers to demonstrate greater levels of performance reporting transparency.
On Demand
Webcast
March 13, 2018

Platforms Requiring Third-Party Performance Attestation: Implementing the GIPS Standards

Although most private wealth managers were once exempt, ACA has observed a substantial number of manager advisory platforms requiring third-party managers to have their performance returns independently validated as a minimum qualification for participating in these platforms. This requirement will drive hundreds, if not thousands, of asset managers to demonstrate greater levels of performance reporting transparency.
On Demand
Webcast
March 7, 2018

Surprise Examination Requirement Under the Custody Rule

Please join ACA Compliance Group's Brett Niehaus and Matthew Girandola, and Karen Kerby from Untracht Early LLC, on March 7, 2018, at 11 a.m. ET for a discussion on examination requirements under the custody rule.Discussion Topics:
On Demand
Webcast
February 27, 2018

GDPR: Preparing for the May 25 Deadline

Join ACA’s Chad Neale and Alex Scheinman on Tuesday, February 27, 2018 at 11 AM ET for a discussion on the steps your firm should take to prepare for the EU General Data Protection Regulation (GDP
On Demand
Webcast
February 23, 2018

Real Estate Update

Tune in on Friday, February 23rd for our Real Estate Update. You'll hear from ACA Compliance Group's Raj Bakhru, Colleen Marencik, Gabe Glass, and Ken Harman as they share insights into recent examination trends and novel issues, as well as industry trends and observations, through the perspective of ACA's compliance, performance, and cybersecurity divisions.&
On Demand
Webcast
February 22, 2018

Pitfalls and Best Practices for Presenting Third-Party Performance

The SEC’s crackdown on firms that sold F-Squared AlphaSector strategies continues to make headlines. Any investment advisor that relies on the use of third-party performance should re-evaluate their internal controls, processes, and procedures to ensure proper controls exist for the creation, review, and distribution of investment performance and related marketing material.
On Demand
Webcast
February 21, 2018

2018 SEC Exam Priorities and Focus Areas for Investment Companies

The SEC’s Office of Compliance and Inspections (“OCIE”) announced its 2018 examination priorities on February 7, 2018.  
On Demand
Webcast
February 20, 2018

Private Equity Update

Tune in on Tuesday, February 20th for our Private Equity Update. You'll hear from ACA Compliance Group's Raj Bakhru, Jami Jack, Gabe Glass, and Ken Harman as they share insights into recent examination trends and novel issues, as well as industry trends and observations, through the perspective of ACA's compliance, performance, and cybersecurity divisions.&nbs
On Demand
Webcast
February 12, 2018

SEC Examination Priorities and Focus Areas for 2018

The U.S. Securities Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) recently released its 2018 examination priorities.
On Demand
Webcast
January 16, 2018

Demonstration of ACA Aponix’s Vendor Risk Management Platform

Join us on Tuesday, January 16, 2018 at 11 a.m.
On Demand