Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
July 10, 2018

Private Equity Regulatory Update

Tune in on Tuesday, July 10th at 11 a.m. ET for our Private Equity Regulatory Update. You'll hear from ACA Compliance Group's Marc Lotti, Jami Jack, and Gabe Glass as they share insights into recent examination trends and novel issues during 2018, through the perspective of ACA's compliance, performance, and cybersecurity divisions.
On Demand
Webcast
June 27, 2018

Cybersecurity Considerations for Investment Companies

We invite you to join us on Wednesday, June 27th, 2018 at 11 A.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's Askari Foy and Thomas Riley discuss cybersecurity best practices and trends to assist fund boards, subadvisors, and investment company service providers with cybersecurity oversight.Discussion topics will include:
On Demand
Webcast
June 21, 2018

Understanding Regulatory Requirements vs. the GIPS Standards

Investment advisers need an infrastructure for GIPS® compliance that can survive an SEC examination. While there are many similarities between the rules under the Advisers Act and the requirements of the GIPS standards, there are also notable differences.
On Demand
Webcast
June 19, 2018

Electronic Communications Developments and Surveillance Best Practices

It's important for organizations to stay ahead of the curve when it comes to electronic communications surveillance. But with new messaging platforms emerging, and the exchanges of employees happening daily, how can compliance officers stay on top of their obligations and minimize risk? 
On Demand
Webcast
June 14, 2018

2018 Investment Management Compliance Testing Survey Results Webcast

When it comes to your compliance program are you doing all you should be doing? Do you wonder how you are measuring up?
Purchase
Webcast
June 6, 2018

Cryptocurrency Regulation for Investment Advisers

We invite you to join us on Wednesday, June 6th, 2018 at 2 P.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's Mike Seery and Brian Roberts discuss an overview of recent developments in the regulation of digital assets, and how investment advisers’ compliance programs can adapt to manage related risks.  Discussion topics include:
On Demand
Webcast
May 30, 2018

Investment Company Board Reporting

We invite you to join us on Wednesday, May 30th at 11 A.M. EDT for a live complimentary webcast. Tune in to hear ACA Compliance Group's James Pappas and Nelda Kacyem discuss Investment Companies’ board reporting requirements relating to several areas of the Investment Company Act of 1940, including Section 15(c), affiliated transactions, Rule 17j-1, and Rule 38a-1.
On Demand
Webcast
May 15, 2018

SEC Exams of Digital (Robo) Advisers

The rapid increase of automated investment platforms (including robo-advisers) has prompted the SEC to increase its scrutiny of this emerging industry. These so-called “robo-advisors” are disrupting the traditional investment adviser industry by providing clients with discretionary asset management services, typically with limited human interaction, through an algorithmic-based, online delivery model.
On Demand
Webcast
April 26, 2018

Discussion of Results: Spring 2018 Alternative Fund Manager Compliance Survey

ACA Compliance Group invites you to join our live webcast discussing the results of our Alternative Fund Manager Survey on Thursday, April 26th at 11:00 a.m. - 12:15 p.m. Eastern Time.This is the tenth survey of our ongoing series and is focused on electronic communications, compliance programs, personal trading, and anti-bribery and corruption. During ACA’s last iteration of this survey series in September 2017, we received nearly 270 responses.
Purchase
Webcast
April 25, 2018

Independent Broker Dealer Compliance Roundtable

Please join ACA Compliance Group on April 25, 2018 at 2pm EDT for a webcast workshop designed to assist compliance professionals of independent broker-dealers in dealing with both current and unique regulatory challenges. Our industry-knowledgeable panelists will discuss topics relevant to this specific type of firm.