ACA WEBCAST DIRECTORY
Please join us on July 21, 2016 at 11:00 a.m. EDT, as Anand Mohabir, Senior Principal Consultant at ACA Aponix, and Scott Scheferman, Director of Consulting at Cylance, present a webcast on Next-Generation Antivirus Solutions. Purchase
Please join us on July 19, 2016 at 11:00 a.m. EDT, as ACA Compliance Group speakers Michael Abbriano, Senior Principal Consultant, Tammy Tam, Principal Consultant, and Shoshana Thoma-Isgur, Principal Consultant, present a webcast on Gifts and Entertainment. Purchase
A recent SEC enforcement action has sparked debate and caused many private equity fund managers to consider whether they need to register as broker-dealers. Firms that decide to register would not be pioneers, as many private fund managers have already successfully navigated the broker-dealer registration process. On Demand
Please join us for an in-depth discussion of performance challenges faced by private fund managers. Regulators and investors continue to focus on investment performance, specifically marketing materials and the accuracy of the data and disclosures used to support the investment returns. Depending on the asset class or vehicle under management, the challenges of private fund managers are unique. Register
The rapid pace and complexity of regulatory change is putting unprecedented pressure on compliance and legal professionals as they seek to collect, distill and execute against regulatory information. This pressure to affect meaningful change and create a culture of compliance, in a constantly evolving regulatory environment, often exacerbates the resource constraints that compliance departments face. Register
Insider trading has always been a top enforcement initiative for both the SEC and DOJ. In addition to these two regulatory and enforcement agencies, 2015 also saw the CFTC’s first ever insider trading case being made against a commodities trader. Register
Please join us on June 1, 2016, at 2:00 p.m. EDT, for a webcast workshop designed to assist compliance professionals of broker-dealers in dealing with the potential regulatory challenges of meeting the new DOL fiduciary rule. Our industry-knowledgeable panelists from ACA and Sutherland Asbill & Brennan will discuss a range of topics associated with the DOL rule.
During this webcast, our speakers will cover: On Demand
Join HFM and ACA Compliance for a discussion detailing the fast approaching MAR reforms.
ACA Compliance will outline the practical steps that firms are and should be taking ahead of the go-live date of 3rd July 2016.
Specific areas for discussion will include: