Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
March 31, 2015

Cybersecurity One Year Post-SEC Alert: What Investment Advisers Need to Know

One year after the SEC cybersecurity alert, much progress has been made. Initial sweep results have been published, and the SEC is beginning phase 2 of the sweeps this summer. Are you prepared? Join ACA Aponix Partners Raj Bakhru and Marc Lotti on March 31 at 11 a.m. for our webcast, Cybersecurity One Year Post-SEC Alert: What Investment Advisers Need to Know. The webcast will cover:
Webcast
March 12, 2015

MiFID II: Understanding and Practical Preparation

MiFID II has afforded legislators and regulators a once in a decade opportunity to re-sculpt Europe’s market infrastructure and its trading landscape. As well as having to meet new direct obligations, asset managers will find themselves operating in a radically different universe of new trading venues and transparency requirements, which will significantly impact upon their ability to execute their investment strategies.
Webcast
March 10, 2015

Compliance with Rule 105 of Regulation M

Speaker: Joel Stocksdale Senior Principal Consultant ACA Compliance Group Ken Harman Consultant ACA Compliance Group Edward Dartley Partner Pepper Hamilton LLP    
Webcast
February 17, 2015

Hot FINRA Topics for 2015

On January 6, 2015, FINRA released the tenth edition of its "Regulatory and Examinations Priorities Letter." The "areas of significance" designated by FINRA should be a primary focus for broker-dealer compliance personnel as part of their 2015 compliance program enhancements.
Webcast
February 12, 2015

GIPS® New Year’s Resolutions for 2015

Achieving and maintaining compliance with the GIPS standards takes more than a "one size fits all" approach. As your firm completes its year-end reviews and annual performance reporting, now is the perfect time to review the policies you follow for complying with the GIPS standards. During this complimentary webcast, Karyn Vincent and David Terris will share their experience and give practical advice on GIPS-related resolutions for firms to consider in 2015.
Webcast
February 10, 2015

All About Form ADV

Speaker: Rhea Shelton Senior Principal Consultant ACA Compliance Group Hanh Nguyen Consultant ACA Compliance Group
Webcast
January 14, 2015

AIFMD Reporting Requirements for U.S. Managers

Join us for a our complimentary webcast, AIFMD Annex IV Reporting for US Managers - "The European Form PF" on Wednesday, January 14, 2015, from 11 a.m. to 12:15 p.m. EST. Andrew Welch, European Head of Business Development at ACA Compliance (Europe), Dileep Bhat, Senior Vice President at ACA Technology Solutions, and James Andrews, Consultant atACA Compliance (Europe), will host the webcast.
Webcast
January 13, 2015

Investment Adviser Regulatory Filings Requirements

Speakers: Jessica Huelbig, Senior Principal Consultant, ACA Compliance Group Jonathan Miller, Partner, Sidley Austin LLP Kevin Campion, Partner, Sidley Austin LLP
Webcast
December 9, 2014

GIPS Compliance: 2014 Recap and 2015 Outlook

As 2014 comes to a close, many firms are gearing up to complete their year-end reviews and performance reporting. Given that several new pieces of guidance were released during 2014, firms must ensure they have the right controls in place to implement both current and new requirements of the GIPS standards before they populate their 2014 annual results into GIPS-compliant presentations.
Register
Webcast
December 2, 2014

The Compliance Year in Review

Join ACA's Giselle Casella as she reviews compliance changes in 2014. Click here to register.