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Governance, Risk, and Compliance (GRC) Webcasts

ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
July 21, 2016

2016 Cybersecurity Hot Topics: Next-Generation Antivirus Solutions

Please join us on July 21, 2016 at 11:00 a.m. EDT, as Anand Mohabir, Senior Principal Consultant at ACA Aponix, and Scott Scheferman, Director of Consulting at Cylance, present a webcast on Next-Generation Antivirus Solutions.
Purchase
Webcast
July 19, 2016

Gifts and Entertainment

Please join us on July 19, 2016 at 11:00 a.m. EDT, as ACA Compliance Group speakers Michael Abbriano, Senior Principal Consultant, Tammy Tam, Principal Consultant, and Shoshana Thoma-Isgur, Principal Consultant, present a webcast on Gifts and Entertainment.
Purchase
Webcast
July 12, 2016

Broker-Dealer Registration for Private Equity Firms

A recent SEC enforcement action has sparked debate and caused many private equity fund managers to consider whether they need to register as broker-dealers. Firms that decide to register would not be pioneers, as many private fund managers have already successfully navigated the broker-dealer registration process.
On Demand
Webcast
June 21, 2016

Investment Performance Challenges & Case Study Solutions for Alternative Managers

Please join us for an in-depth discussion of performance challenges faced by private fund managers. Regulators and investors continue to focus on investment performance, specifically marketing materials and the accuracy of the data and disclosures used to support the investment returns. Depending on the asset class or vehicle under management, the challenges of private fund managers are unique.
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Webcast
June 15, 2016

How to Turn Regulatory Data into Actionable Intelligence

The rapid pace and complexity of regulatory change is putting unprecedented pressure on compliance and legal professionals as they seek to collect, distill and execute against regulatory information. This pressure to affect meaningful change and create a culture of compliance, in a constantly evolving regulatory environment, often exacerbates the resource constraints that compliance departments face.
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Webcast
June 15, 2016

Insider Trading and Information Barriers

Insider trading has always been a top enforcement initiative for both the SEC and DOJ. In addition to these two regulatory and enforcement agencies, 2015 also saw the CFTC’s first ever insider trading case being made against a commodities trader.
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Webcast
June 1, 2016

Regulatory Challenges for Broker-Dealers with the New DOL Fiduciary Rule

Please join us on June 1, 2016, at 2:00 p.m. EDT, for a webcast workshop designed to assist compliance professionals of broker-dealers in dealing with the potential regulatory challenges of meeting the new DOL fiduciary rule. Our industry-knowledgeable panelists from ACA and Sutherland Asbill & Brennan will discuss a range of topics associated with the DOL rule. During this webcast, our speakers will cover:
On Demand
Webcast
May 26, 2016

HFM Webinar: EU Market Abuse Regulation

Join HFM and ACA Compliance for a discussion detailing the fast approaching MAR reforms. ACA Compliance will outline the practical steps that firms are and should be taking ahead of the go-live date of 3rd July 2016. Specific areas for discussion will include: