Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
November 12, 2015

The CCO’s Guide to the GIPS® Standards: Essentials for Understanding and Mitigating Risk

ACA Performance Services is pleased to release its white paper, The CCO’s Guide to the GIPS Standards: Essentials for Understanding and Mitigating Risk. In recent years, SEC examiners have been paying closer attention to claims of GIPS compliance, reviewing them with increasing frequency and scrutiny. The white paper is intended to highlight the concerns that compliance officers should monitor closely.
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Webcast
November 10, 2015

Private Fund Fees and Expenses

Join Greg Mekanik, Senior Principal Consultant at ACA Compliance Group, Kristina Kneip Staples, Managing Director at ACA Compliance Group  and Michael D. Saarinen, Counsel at Goodwin Proctor LLP as the discuss private fund fees and expenses. Click here to register.
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Webcast
November 5, 2015

Compliance Strategies for Private Real Estate Fund Managers

Following the enactment of the Dodd-Frank Act, the Securities and Exchange Commission began examining a significant number of private investment fund advisers that registered with the SEC. In 2015, the Director of the SEC’s examination program announced that the examiners were broadening their focus on private equity fund managers to specifically include managers of private real estate funds.
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Webcast
October 8, 2015

SEC Trend and Initiatives

Please join us on October 8, 2015 at 11:00 a.m. EDT, as Erik Olsen, Senior Principal Consultant, and Sapir Elazar, Consultant, of ACA Compliance Group; along with Daniel Marx, Partner ofFoley Hoag, LLP present a webcast on "SEC Trends and Initiatives." Our speakers will discuss and take questions relating to:
Webcast
October 8, 2015

SEC Trends and Initiatives

Click here to register.
Webcast
October 1, 2015

What Hedge Fund Managers Need to Know about SEC Enforcement Trends

Please join us on Thursday, October 1, 2015, from 11:00 a.m. to 12:00 p.m. EDT for a complimentary webcast organized for legal and compliance groups at hedge fund managers. William V.
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Webcast
September 29, 2015

Highlights from the 2015 GIPS Standards Annual Conference

The GIPS Standards Annual Conference, sponsored by CFA Institute, was held on September 17-18, 2015. Karyn Vincent, Chair of the GIPS Technical Subcommittee, member of the GIPS Executive Committee, and a Managing Partner of ACA Performance Services, delivered the keynote GIPS Update.
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Webcast
September 24, 2015

Be Prepared for Your SEC Examination: Maintaining Proper Books and Records

Join speakers from ACA Compliance Group, a leading provider of regulatory compliance services and solutions, and PEF Services, a leading fund administrator for Private Equity Funds, for an in-depth discussion about proper maintenance of books and records. During this webinar, our speakers will discuss the following topics:
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Webcast
September 10, 2015

Marketing Disclosure 101

The inclusion of adequate disclosures in marketing materials is essential for ensuring compliance with the SEC’s advertising and anti-fraud regulations. In this webcast, we will be going back to the basics to help compliance and marketing professionals understand regulatory expectations when it comes to disclosures in investment adviser advertisements.
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Webcast
September 10, 2015

Marketing Disclosures 101

Speaker: Vicki Hulick Senior Principal Consultant ACA Compliance Group Mark Lawler Principal Consultant ACA Compliance Group Click here to register.