Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

EDUCATION AND TRAINING SERIES

 

Each year ACA hosts more technical webcasts that focus on timely topics affecting global asset managers, investment advisers, broker-dealers, mutual funds, and investment managers. The cost to participate in a training webcast is $225 and in most cases, CLE credit is provided.

Participation in these webcasts requires Internet access, a web browser, and telephone. You will be able to view and print presentation material as well as hear and interact with our speakers.

Refund/Cancellation Policy: Written cancellations must be received no later than 9:00 a.m. ET on the day of the scheduled webcast for a full refund. No refunds will be allowed for cancellations after that time. Written cancellations may be sent to our webcast team via email at webcastinfo@acacompliancegroup.com.

Listed below are current webcasts and a full list of archived webcasts available for viewing.

Archived ACA Paid Webcast Series can be accessed by clicking the links below:

ACA WEBCAST DIRECTORY

 

Webcast
May 26, 2016

HFM Webinar: EU Market Abuse Regulation

Join HFM and ACA Compliance for a discussion detailing the fast approaching MAR reforms. ACA Compliance will outline the practical steps that firms are and should be taking ahead of the go-live date of 3rd July 2016. Specific areas for discussion will include:
Webcast
May 19, 2016

Solutions to Top Risks Areas for GIPS® Compliance

GIPS compliant firms often struggle with identifying and addressing the top risk areas that could cause their firm to be noncompliant with the GIPS standards.
On Demand
Webcast
May 10, 2016

Electronic Communications - Lessons from the Trenches

Please join us on May 10, 2016, at 11:00 a.m. EDT, asPrincipal Consultant John Jacobs and Senior Data Analyst Sean McKeveny, both with ACA Compliance Group, present a webcast on "Electronic Communications - Lessons From The Trenches."
Purchase
Webcast
April 21, 2016

Service Provider Oversight and Risk Management

Please join us on April 21, 2016, at 11:00 a.m. ET, as ACA Compliance Group speakers Adriana Hefel, Principal Consultant and Michael Pappacena, Senior Principal Consultant, along with Yusuf Hussain, Vice President, Information Security, Goldman Sachs, present a webcast on "Service Provider Oversight and Risk Management." Our speakers will discuss and take questions relating to:
Webcast
April 14, 2016

Discussion of the 2016 Alternative Fund Manager Compliance Survey Results 

ACA recently closed its sixth survey in a series that focuses on the specific and complex issues facing private equity, real estate, and hedge fund compliance professionals. We are pleased to report that we received nearly 280 responses! The information we collected will be reviewed during our "Discussion of Results: 2016 Alternative Fund Manager Compliance Survey Results” webcast. Please join us for this event on Thursday, April 14, 2016, from 11:00 a.m. to 12:15 p.m. ET.
Webcast
March 23, 2016

Compliance Oversight of Investment Performance: Tools for Mitigating Regulatory Risk

The SEC’s focus on investment performance continues to make headlines. In recent months, we have seen cases related to the reliance on subadvisers’ performance without proper due diligence, the mixture of hypothetical and actual returns when presenting historical performance, and the improper calculations of net of fees returns, among other things. Andrew M.
On Demand
Webcast
March 22, 2016

Independent Broker-Dealer Webcast

Webcast
March 17, 2016

The Role and Liability of A CF10/CCO

In conjunction with the ACA Compliance Group, HFM would like to invite you to a webinar where we will be discussing "The Role and Liability of a CF10/ CCO" Led by Sally McCarthy (who will focus on the FCA) and Lynne Carreiro (who will focus on the SEC), the webinar will provide a stimulating discussion around key topics including:
Webcast
March 8, 2016

SEC Hot Topics for 2016

Over the past few months, through public statements and notices, the SEC staff has described a series of initiatives and focus areas for its examination and enforcement programs over the next year. Please join us on Tuesday, March 8, 2016 from 11:00 a.m. to 12:15 p.m. ET, as ACA Compliance Group speakers Alyssa Briggs, Principal Consultant, and Lee Ann Wilson, Principal Consultant, along with Jason E.
Register