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Governance, Risk, and Compliance (GRC) Webcasts

ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
May 27, 2015

Distribution in Guise

The SEC’s Distribution In Guise initiative continues to be a focus area in 2015. ACA Compliance Group (“ACA”) hosted its Distribution in Guise complimentary webcast on Wednesday, May 27, 2015 at 11:00 a.m. EDT. Jason Rosenberg, Senior Principal Consultant at ACA Compliance Group and James Anderson, Partner at Willkie Farr & Gallagher LLP, shared their experiences and gave practical advice on this topic.
Webcast
May 21, 2015

GIPS Compliance for Real Estate Managers

The demand for GIPS compliance continues to be on the rise for alternative managers. This is a direct result of many large RFPs mandating GIPS compliance and verification.
Webcast
May 20, 2015

GIPS Compliance for Hedge Fund and Fund of Funds Managers

The demand for GIPS compliance continues to be on the rise for alternative managers. This is a direct result of many large RFPs mandating GIPS compliance and verification. The challenges that credit, hedge fund/ fund-of-funds, and real estate managers face in implementing the GIPS standards are all unique based on the underlying asset classes managed.
Webcast
May 19, 2015

GIPS Compliance for Credit Managers

The demand for GIPS compliance continues to be on the rise for alternative managers. This is a direct result of many large RFPs mandating GIPS compliance and verification. The challenges that credit, hedge fund/ fund-of-funds, and real estate managers face in implementing the GIPS standards are all unique based on the underlying asset classes managed. To help you better understand the challenges and solutions, ACA Performance is offering a series of webcasts specific to each asset class.
Webcast
May 14, 2015

SFC's Focus on Electronic Trading and Cybersecurity

Over the past several months, through public statements and circulars, the Securities and Futures Commission of Hong Kong ("SFC") has expressed its concerns about the electronic trading controls and cybersecurity practices of licensed corporations. Please join us on Thursday 14th May 2015 from 11:00 a.m. to 12:15 p.m.
Webcast
April 30, 2015

Calculating and Reporting Performance: Identifying and Controlling Regulatory Risk

Investment performance continues to draw attention from regulators. The Enforcement Division of the U.S. Securities and Exchange Commission (“SEC”) has singled out performance calculations and performance advertising as potential compliance concerns and noted that these are among its focus areas for registered investment companies in 2015.
Webcast
April 14, 2015

SEC Hot Topics for 2015

Over the past few months, through public statements and notices, the SEC staff has described a series of initiatives and focus areas for its examination and enforcement programs over the next year.
Speaking Engagement, Webcast
April 9, 2015

IAA Webinar - GIPS Standards Hot Issues for Investment Advisers

ACA's Justin Guthrie will be a presenter during the April 9, 2015 IAA Webinar GIPS Standards Hot Issues for Investment Advisers. Click here to register.
Webcast
April 7, 2015

Webcast: Institutional Challenges

Securities regulations are often designed to address the activities of a retail business. Meeting the requirements of retail-oriented rules and guidance in an environment where regulators are scrutinizing institutional business activities can be very difficult.