Free Insider Trading Awareness Training

Free Online Insider Trading Awareness Training During the COVID-19 Pandemic

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Financial regulators in the U.S. and UK have recognized the risks posed by market volatility, remote working, and delayed public disclosure and filings during the COVID-19 pandemic. They are focused on monitoring how firms are surveilling their firm-wide and employees’ personal trading activity, employee conduct, e-comms, telephone conversations, and other surveillance practices to detect potential risk, compliance, and conduct-related issues.

ACA is providing our web-based training course free of charge to assist you with these needs. Our web-based training course provides investment advisers of all sizes with an effective and comprehensive review of insider trading risks. It's designed to ensure your staff gain a broad understanding of their role in protecting your firm.

Register for Your Complimentary Training

ACA is offering complimentary training until September 4, 2020 to assist firms in meeting their insider trading training obligations.

Email training@acacompliancegroup.com for more information or if you already have access to our insider trader training, but would like to add additional licenses to your account during this free trial period.

Accounts are monitored by ACA, and we reserve the right to cancel accounts due to misuse.

Group Registration (for up to 100 users)

Register for a free group license

 

Course Content

During the course, you will learn:

  • How to recognize material non-public information
  • How to identify common sources or situations involving material non-public information
  • What steps you must take if you come into contact with material non-public information
  • Practical guidance for handling material non-public information in order to protect your firm’s reputation and yourself personally

This course includes embedded questions throughout the modules, as well as a scored, 12-question final exam for which completion and scores are recorded for review and regulatory records.

insider trading training course screen

 

Course Administration

As the course administrator, you have the ability to:

  • Send training (with unique links for tracking) to individual trainees
  • View current completion status
  • View last login time for trainees
  • View quiz scores
  • Download a PDF or Excel report of completion and quiz scores
  • Send reminders to staff

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Want to learn more about our

Insider Trading Awareness Training?

 

Contact Us