Insider Trading
Awareness Training

Our web-based training course provides investment advisers of all sizes with an effective and comprehensive review of insider trading risks. It's designed to ensure your staff gain a broad understanding of their role in protecting your firm.

COURSE CONTENT

During the course, you will learn:

  • How to recognize material non-public information
  • How to identify common sources or situations involving material non-public information
  • What steps you must take if you come into contact with material non-public information
  • Practical guidance for handling material non-public information in order to protect your Firm’s reputation and yourself personally

This course includes embedded questions throughout the modules, as well as a scored, 12-question final exam for which completion and scores are recorded for review and regulatory records.

 

COURSE ADMINISTRATION

As the course administrator, you have the ability to:

  • Send training (with unique links for tracking) to individual trainees
  • View current completion status
  • View last login time for trainees
  • View quiz scores
  • Download a PDF or Excel report of completion and quiz scores
  • Send reminders to staff

COMPLIMENTARY PREVIEW

Sample the training with our complimentary preview. This preview is available for two days after starting the course. This trial will allow you to take the course as an attendee would. Please note that this sample will not provide access to the back-end portal through which you can administer training, track staff progress, and view quiz results. Email training@acacompliancegroup.com for more information. 

 

Enter your email address below to have a sample of the training sent to you. This sample will be active for 2 days.

 

PURCHASE

UP TO 10 STAFF

$500 USD

$50 per person

  • 1 Year of Access
  • Email Invitations
  • Self-Administered

UP TO 25 STAFF

$1,175 USD

$47 per person

  • 1 Year of Access
  • Email Invitations
  • Self-Administered

UP TO 50 STAFF

$2,200 USD

$44 per person

  • 1 Year of Access
  • Email Invitations
  • Self-Administered

UP TO 100 STAFF

$4,000 USD

$40 per person

  • 1 Year of Access
  • Email Invitations
  • Self-Administered

 

Firms with more than 100 staff members or those looking to pair this training with additional compliance services should contact training@acacompliancegroup.com.com for a customized quote.