GRC Articles

February 21, 2019

ACA's John Jacobs recently contributed an article outlining what firms should know about the SEC's growing interest in the usage of emerging electronic messaging platforms and channels. 

January 24, 2019

ACA Compliance Group's Danielle Joseph and Anne Wallace contributed the following article to the January 24, 2019 Hedge Fund Law Report.

December 8, 2018

ACA's John Jacobs recently contributed an article outlining how communication surveillance can strengthen a compliance program. The article was featured in the December 2018 edition of the Compliance & Ethics professional publication. Below is an excerpt form the article.

 

October 18, 2018

ACA Compliance Group's Danielle Joseph and Anthony Frattone contributed the following article to the October 18, 2018 Hedge Fund Law Report.

September 28, 2018

The following article written by ACA's Michael Abbriano and Brett Ambrose appeared in the September 2018 National Society of Compliance Professional's Currents newsletter.

April 19, 2018

The following written by ACA's Danielle Joseph and Anthony Frattone appeared in the April 19, 2018 edition of The Hedge Fund Law Report.

January 25, 2018

The following written by ACA's Danielle Joseph and Manny Halberstam appeared in the January 25, 2018 edition of The Hedge Fund Law Report.

December 22, 2017

The following article appeared in the December 2017 of NSCP's Currents Newsletter. It was written by ACA's Michael Abbriano.

November 30, 2017

The following article appeared in the November 2017 issue of the National Society of Compliance Professionals' monthly newsletter Currents. It was written by ACA's Mark W. Lawler.

October 12, 2017

While the fourth quarter is often the busiest one for regulatory filings and fulfilling other compliance obligations, hedge fund managers should ensure that their compliance programs finish the year on a strong note and that key compliance processes are not neglected.

October 6, 2017

The following article was featured in the September 2017 edition of Financier Worldwide. It was written by ACA's Jami Jack and Ken Harman.

It is hardly surprising that European technology investment has grown tremendously over the past few years, given the fresh wave of innovative start-ups coming on the scene each month. As a consequence, Europe is now home to a host of mature yet fast-growing technology businesses, such as Auto1, blablacar, Klarna, iZettle and SumUp. 

July 20, 2017

The following article, written by ACA's Danielle Joseph and Anne Wallace, appeared in the Hedge Fund Law Report on July 20, 2017.

May 8, 2017

At the 20th Annual GIPS Standards Conference, back in October 2016, Carl Bacon, chair of the GIPS Executive Committee, and Jonathan Boersma, Executive Director, GIPS, at CFA Institute, provided some insight into the next edition of the GIPS standards, currently being referred to as GIPS 20/20. 

May 8, 2017

The best methodology for calculating and presenting investment performance can be a tricky proposition. The choice will depend on the audience (prospect / current investor) and also what exactly the firm is trying to convey.  In fact, we have seen a slight uptick in interest for showing multiple performance streams. Below, we will explore the two most popular methods for calculating and presenting performance and what they mean for both prospective and current clients.

May 3, 2017

The Guidance Statement on Broadly Distributed Pooled Funds was officially approved on March 13, 2017. The following are highlights of what is included, and what changed from the original drafting.