Below are the regulatory filing submission deadlines occurring from October through December 2017.
|Filing Name||Regulator||Frequency/ Type||Report Date||Submission Deadline|
|AIFMD Annex IV1,2||ESMA||Quarterly||Sept. 30||Oct. 30|
|AIFMD Annex IV1,2||ESMA||Quarterly/ Fund of Funds||Sept. 30||Nov. 14|
|CPO-PQR1||CFTC/NFA||Quarterly/ Large CPOs||Sept. 30||Nov. 29|
|CPO-PQR1||CFTC/NFA||Quarterly/ Small and Mid-size CPOs||Sept. 30||Nov. 29|
1 Supported by ACA’s Regulatory Reporting (RR) software.
2 Submission deadline is based on ESMA, but individual jurisdictions may have an adjusted date.
3 Filed by ACA's regulatory filings team
About ACA Regulatory Reporting
ACA Regulatory Reporting (RR) is the single platform solution designed to help today's investment management community successfully prepare for and respond to evolving regulatory mandates. Architected to be both modular and scalable, RR is an extremely efficient, fast-to-deploy solution for Form PF, AIFMD Annex IV, CPO/PQR, and emerging regulatory reporting obligations. Investment managers can deploy the entire RR platform or select modules that apply to their current needs with the option to add others as new demands arise.
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