On March 5, 2018, New York State Department of Financial Services’ (“NYS-DFS”) Superintendent Maria T. Vullo issued notices to firms that failed to file their certification of compliance with Article 23 Part 500 (“NYS-DFS 23 NYCRR 500”).
How ACA Aponix Can Help
If your firm received a non-compliance letter, ACA Aponix can assist with preparing your exemption form to review with legal counsel. We recommend consulting with legal counsel for covered entity determination and sign-off. Even if your firm is not a covered entity, you must still file for exemption status.
If your firm is a covered entity, we can help assess your readiness to comply with the requirements of NYS-DFS 23 NYCRR 500.
The following ACA resources are available to help your firm navigate the complexities of the NYS-DFS 23 NYCRR 500 regulation:
- NYS-DFS 23 NYCRR 500 FAQs - Includes requirements as well as key compliance and certification dates.
- NYS-DFS Cybersecurity Regulation: Major Requirements for March 1 Deadline - On demand webcast
For More Information
For more information about how ACA Aponix can help with NYS-DFS 23 NYCRR 500 compliance, please contact us at firstname.lastname@example.org or contact your regular ACA consultant.