ACA Broker-Dealer Services ("ACA") invites you to download the latest edition of our newsletter via the link below. This issue highlights Clock Synchronization and Certification requirements and guidance on liquidity risk management practices. If you have questions on these topics or any other concerns, please contact your ACA compliance consultant or Dee Stafford at (561) 628-5288.
ACA's Upcoming Events
Chicago Broker-Dealer Compliance Roundtable
June 20, 2017
Minneapolis Broker-Dealer/Investment Adviser Compliance Roundtable
July 11, 2017
For more information on any of these events, please contact Dee Stafford.
Broker-Dealer Quick Reference Guide
To receive a complimentary copy of our current Broker-Dealer Quick Reference Guide, please contact Dee Stafford.