A survey conducted on preparation for the FCA’s Senior Managers and Certification Regime, (SM&CR) has revealed that most firms have significant work to do, as they prepare for its extension to all authorised firms on 9 December 2019.
ACA News and Press Releases
August 6, 2019
Faster handling of Big Data and enhanced regulatory compliance features address the unique data management challenges of asset managers
July 31, 2019
July 31, 2019 – ACA Compliance Group announced today that it has sold its majority stake in Cordium Malta Limited (“CML”) to Adam de Domenico. ACA acquired the entity in August 2018 as part of the acquisition of Cordium.
July 25, 2019
Providing easier access into Europe for non-EEA based firms with this latest evolution of its hosting services
June 17, 2019
ACA Compliance Group is pleased to announce the continued expansion of its online training platform to include its newest course on sexual harassment awareness and prevention.
June 7, 2019
ACA Compliance Group (ACA), a leading provider of governance, risk, and compliance advisory services and technology solutions, today announced enhancements to ACA’s trade blotter review analysis offering.
May 6, 2019
ACA Compliance Group is excited to announce the expansion of its online training platform which allows ACA to provide a variety of customized trainings for registered investment advisers across the industry.
May 1, 2019
ACA Compliance Group (“ACA”) has expanded its consulting services to support mutual fund boards and senior management with enhanced governance of critical issues, board oversight, and business judgement.
April 24, 2019
Cybersecurity incidents at portfolio companies can dramatically diminish their investment value.
April 5, 2019
ACA Compliance Group (“ACA”) has expanded its consulting services that will help banks engaged in asset management activities manage risk and meet growing regulatory expectations. The bank asset management consulting services practice is overseen by former bank examiner, Roy Kim.
March 20, 2019
Key features include new and enhanced algorithms, vendor integrations for expert network or meeting calendar information, reporting enhancements, and user interface improvements.
March 12, 2019
In the past two years, we have seen a steady increase in attacks against users of Microsoft® Office 365®.
February 28, 2019
We're pleased to announce that ACA Technology is the recipient of several recent industry awards, including:
February 15, 2019
In 2018, ACA Compliance Group expanded their team to 270+ compliance professionals (and growing) with new employees who bring a wealth of industry experience, enthusiasm, and talent.
February 14, 2019
We're pleased to announce that ACA Aponix® has been designated as a HITRUST CSF Assessor by HITRUST.
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