ACA Compliance Group (ACA) today announced the expansion of its European presence with the openin
ACA News and Press Releases
October 17, 2019
ACA’s new Analysis and Review Centre provides a dedicated compliance resource hub to support financial service firms with their essential everyday regulatory responsibilities
October 1, 2019
New compliance and risk management platform from the industry’s largest team of former regulators, financial technologists, and cybersecurity professionals helps global financial services firms to strengthen and streamline their risk and compliance program across the enterprise from a s
September 25, 2019
ACA Compliance Group (ACA), a leading provider of governance, risk, and compliance advisory services and technology solutions, today announced the launch of ACA’s holistic surveillance solution. The new offering brings together ACA’s established surveillance services and technology solutions in...
September 19, 2019
ACA Compliance Group (ACA) saw continued growth and increased adoption of its NorthPoint Data Management Solutions for investment managers in the first half of 2019. These solutions include data warehouse, security master, and price master functionality.
September 16, 2019
Carlo joins ACA from executive positions at FINRA and the SEC’s Office of Compliance Inspections and Examinations.
ACA Compliance Group (“ACA”) announced today that Carlo di Florio has joined ACA’s leadership team as Global Chief Services Officer (“CSO”).
August 23, 2019
ACA Technology Solutions and FlexTrade have partnered to help their mutual clients manage their trade surveillance and compliance needs using ACA's trade surveillance technology...
August 15, 2019
A survey conducted on preparation for the FCA’s Senior Managers and Certification Regime, (SM&CR) has revealed that most firms have significant work to do, as they prepare for its extension to all authorised firms on 9 December 2019.
August 6, 2019
Faster handling of Big Data and enhanced regulatory compliance features address the unique data management challenges of asset managers
July 31, 2019
July 31, 2019 – ACA Compliance Group announced today that it has sold its majority stake in Cordium Malta Limited (“CML”) to Adam de Domenico. ACA acquired the entity in August 2018 as part of the acquisition of Cordium.
July 25, 2019
Providing easier access into Europe for non-EEA based firms with this latest evolution of its hosting services
June 17, 2019
ACA Compliance Group is pleased to announce the continued expansion of its online training platform to include its newest course on sexual harassment awareness and prevention.
June 7, 2019
ACA Compliance Group (ACA), a leading provider of governance, risk, and compliance advisory services and technology solutions, today announced enhancements to ACA’s trade blotter review analysis offering.
May 6, 2019
ACA Compliance Group is excited to announce the expansion of its online training platform which allows ACA to provide a variety of customized trainings for registered investment advisers across the industry.
May 1, 2019
ACA Compliance Group (“ACA”) has expanded its consulting services to support mutual fund boards and senior management with enhanced governance of critical issues, board oversight, and business judgement.
April 24, 2019
Cybersecurity incidents at portfolio companies can dramatically diminish their investment value.
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