ACA Technology Solutions, a leading provider of investment management and regulatory technology solutions, announced today the official release of ComplianceAlpha™, a comprehensive, cloud-based platform designed to assist Chief Compliance Officers with managing their compliance program tasks and activities.
ComplianceAlpha is designed to help compliance teams automate processes and manage their day-to-day activities. A secure cloud-based application organized by functional modules, ComplianceAlpha allows a CCO to meet the firm’s business needs from virtually anywhere. This release includes the Compliance Management Platform and Marketing Review Solution modules. These modules, offered together or on a standalone basis, integrate risk assessment and regulatory requirements; compliance controls, policies, calendars, and procedures; compliance activity tracking and testing; and marketing and advertising reviews.
ACA Technology’s team of financial technologists developed ComplianceAlpha with ACA Compliance Group’s regulatory compliance team of former regulators and senior-level compliance professionals. This unique combination of technical and regulatory expertise resulted in a product that provides compliance departments with the tools they need to monitor their compliance programs and helps keep them current on the ever-changing regulatory priorities.
“We’re pleased to provide Chief Compliance Officers with a solution that will make their compliance management responsibilities easier and more efficient, while ultimately giving them back valuable time to spend on strategic tasks,” said Glen Froio, Partner at ACA Technology Solutions. “The feedback we’ve received from our early adopters during our beta testing was very positive and helped shape this product release.”
“ACA is committed to developing solutions that best serve our clients,” said Robert L. Stype, Chief Executive Officer at ACA Compliance Group. “By combining our wealth of compliance industry knowledge and working experience, we’ve been able to bring to market a compliance solution that will enhance compliance programs worldwide.”
ACA Technology Solutions’ core offerings include the NorthPoint Investment Management System, NorthPoint Data Management Solutions, ACA Regulatory Compliance Technology, and ACA Trade Surveillance Solutions.
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About ACA Technology Solutions
ACA Technology Solutions is a division of ACA Compliance Group, the leading provider of regulatory compliance services and products, technology solutions, cybersecurity and risk assessments, and performance services to over 1,000 regional, national, and global firms in the financial services industry. For the past 13 years, ACA Technology Solutions has successfully provided solutions to over 175 investment managers managing over $1.3 trillion AUM. Our team of financial technologists has real-world industry experience and understands the dynamic needs of today’s investment managers. For more information, visit http://www.acats.com.
ACA Compliance Group
ACA Compliance Group ("ACA") is a leading global provider of regulatory compliance products and solutions, cybersecurity and technology risk assessments, performance services, and technology solutions to the financial services industry. Founded in 2002 by former SEC examiners and a state regulator, ACA develops and provides its products through a worldwide team of former SEC, FINRA, FSA, NYSE, NFA, and state regulators, as well as former senior in-house compliance professionals and technologists from prominent financial institutions. ACA serves a diverse base of leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA’s products include standard and customized compliance packages, cybersecurity and technology risk assessments, GIPS® verifications and other performance services, and a wide variety of technology solutions for financial services firms. For more information, visit http://www.acacompliancegroup.com.