ACA Technology Solutions Sees Rapid Adoption of ComplianceAlpha® in 1H 2017 

August 29, 2017

ACA Technology Solutions, a division of ACA Compliance Group and a leading provider of investment management and regulatory compliance technology solutions, has seen rapid adoption of its ComplianceAlpha platform, signing over 30 new clients in the first six months of 2017.

ComplianceAlpha is ACA’s centralized and secure cloud-based platform for managing day-to-day compliance and marketing review tasks. Organized by functional modules, including the Compliance Management Platform and Marketing Review Solution, ComplianceAlpha allows compliance and marketing teams to meet their firm’s business needs from one central hub. Modules are offered together or on a standalone basis and integrate risk assessment and regulatory requirements; compliance controls, policies, and procedures; compliance activity tracking and testing; and marketing and advertising reviews. 

“Our experience with ComplianceAlpha has been excellent,” said Menachem Striks, Esq., Compliance Manager at California-based Morton Capital. “The Compliance Management Platform module has been extremely helpful in establishing our compliance calendar. The Marketing Review Solution module has been efficient and easy to use. The onboarding process was smooth and fast. The ACA Master Reference library was very helpful in this process.” 

“Firms are implementing ComplianceAlpha to help their operational teams automate compliance processes and manage their day-to-day activities,” said Dan Campbell, Managing Director at ACA Compliance Group. “The system is flexible and can be easily configured to meet a firm’s unique needs. Our ComplianceAlpha support team and our experienced regulatory and cyber professionals are heavily involved in the ongoing development and deployment of the platform, as well as providing support and guidance to clients. This support and assistance, along with the platform’s features and ease-of-use, are the main reasons why clients are selecting our system.” 

ACA Technology’s team of financial technologists designed and developed ComplianceAlpha in conjunction with ACA Compliance Group’s regulatory compliance team of former regulators and senior-level compliance professionals. This unique combination of technical and regulatory expertise results in a software toolkit that allows compliance departments to efficiently monitor their compliance programs and stay current with ever-changing regulatory priorities.

ACA Technology Solutions’ core offerings include the NorthPoint Investment Management System, NorthPoint Data Management Solutions, ACA Regulatory Reporting, ComplianceAlpha, and ACA Trade Surveillance. 

About ACA Technology Solutions

 ACA Technology Solutions is a division of ACA Compliance Group, the leading provider of regulatory compliance services and products, technology solutions, cybersecurity and risk assessments, and performance services to over 1,000 regional, national, and global firms in the financial services industry. For the past 13 years, ACA Technology Solutions has successfully provided solutions to over 175 investment managers managing over $1.3 trillion AUM. Our team of financial technologists has real-world industry experience and understands the dynamic needs of today’s investment managers. For more information, visit http://www.acats.com.
 

ACA Compliance Group

ACA Compliance Group ("ACA") is a leading global provider of regulatory compliance products and solutions, cybersecurity and technology risk assessments, performance services, and technology solutions to the financial services industry. Founded in 2002 by former SEC examiners and a state regulator, ACA develops and provides its products through a worldwide team of former SEC, FINRA, FSA, NYSE, NFA, and state regulators, as well as former senior in-house compliance professionals and technologists from prominent financial institutions. ACA serves a diverse base of leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers. ACA’s products include standard and customized compliance packages, cybersecurity and technology risk assessments, GIPS® verifications and other performance services, and a wide variety of technology solutions for financial services firms. For more information, visit http://www.acacompliancegroup.com

For More Information

For more information, please contact Glen Froio at ACA Technology or your regular ACA consultant.