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ACA COMPLIANCE (Europe)

Your partner for governance, risk, and compliance advisory services and technology solutions in Europe

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  1. GRC Advisory Services and Technology Solutions in Europe
  2. GRC Advisory Services and Technology Solutions in Europe

ACA Compliance (Europe) is the London-based division of ACA Compliance Group. Our team combines over 400 years’ experience as UK regulatory compliance consultants and includes former FCA, FSA and SEC examiners, together with experienced industry practitioners and individuals previously approved as compliance officers – a unique offering in Europe. Additionally, our market-leading GIPS® compliance and independent performance verification services, as well as our award-winning cybersecurity solutions are also offered out of our London office to better serve European clients.

How We Help

 

ACA Compliance Services Icon

Compliance Services

We provide compliance products and solutions to financial services firms. Our team includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, along with former senior compliance managers from prominent financial services firms.

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Cybersecurity, Privacy, & Risk

We provide cybersecurity and technology risk assessments, data privacy compliance, vendor and M&A diligence services, network testing, and advisory services for companies of all sizes.

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ACA Performance Services icon

Performance Services

Our team — the largest group of GIPS® compliance professionals in the world solely dedicated to GIPS standards verification and related services — provides GIPS standards verification and consulting services to investment managers around the globe.

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Regulatory Technology

We provide regulatory technology and data management technology solutions and services to leading investment management firms.

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ACA AML and Financial Crimes icon

AML & Financial Crime

Our team of AML and financial crime specialists works with banks and large institutions to provide advisory and technology services that help address financial crimes-related threats and regulatory concerns.

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Mirabella

We host firms who undertake regulated activities in the EU who do not yet have their own license, including start-up and established investment managers, as well as distribution and advisory firms.

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ACA Financial and Regulatory Reporting

Financial and Regulatory Reporting

Our regulatory accountants solve the complex needs of firms managing or marketing funds in Europe, including Annex IV reporting, preparing ICAAPs, prudential capital management, management accounting, and payroll.

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ACA Tax Services

Tax Services

We provide a range of UK corporate and fund tax services, as well as UK personal tax services for financial services professionals, other high net worth individuals, and their families.

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ACA Education & Training

Education & Training

We provide a variety of educational opportunities to help you and your staff stay informed on regulatory initiatives, GIPS standards, cybersecurity, and industry topics.

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SOLUTION SPOTLIGHT

Senior Managers and Certification Regime (SM&CR, or SMCR)

Our SM&CR solutions include:

  • SM&CR implementation planning and support services, as well as other solutions to help guide investment managers through this new regime. Services include:
    • Senior Management Briefing
    • Gap Analysis and Implementation
    • Updating of your compliance framework
  • ACA Training Solutions offers open courses devoted to SM&CR, delivered by one of our specialist trainers at our office, or at your premises at a time convenient for you.

 

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Senior Managers and Certifications Regime

Senior Managers and Certification Regime (SM&CR, or SMCR)

Insights & Alerts

White Paper: Top 10 Risk and Compliance Challenges for 2020 and Beyond
February 27, 2020
White Paper: Top 10 Risk and Compliance Challenges for 2020 and Beyond
OCIOs look to the GIPS Standards to provide greater performance transparency
February 26, 2020
OCIOs look to the GIPS Standards to provide greater performance transparency
stock chart
February 12, 2020
Introducing Insider Trading and Market Abuse Surveillance for Personal Trading Data in ComplianceAlpha
2020 GIPS Compliance Notification Form Now Available
February 20, 2020
2020 GIPS Compliance Notification Form Now Available
Understanding the Risk And Protecting Yourself from Payment Fraud
February 19, 2020
Payment Fraud: Understanding the Risks and Protecting Yourself and Firm
Managing Expanding Compliance Expectations With Limited Resources
February 14, 2020
Managing Expanding Compliance Expectations With Limited Resources
Summary of FINRA's Regulatory Actions in 2019
February 13, 2020
Summary of FINRA's Regulatory Actions in 2019
city skyline abstract night sky
February 10, 2020
Key Takeaways for Buy-Side Firms from 1LoD’s 2020 Surveillance Benchmarking Survey & Report
OCIE 2020 Examinations Priorities Letter for Broker-Dealers
February 7, 2020
OCIE 2020 Examinations Priorities Letter for Broker-Dealers

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GRC Advisory Services and Technology Solutions in Europe?

 

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