ACA provides customized compliance solutions for advisers dedicated to managing digital assets, including cryptocurrencies, initial coin offerings, and other blockchain focused assets. ACA’s solutions are specifically designed to help firms align their advisory processes with regulatory requirements and the expectations of the U.S. Securities and Exchange Commission (“SEC”) and the U.S. Commodity Futures Trading Commission (“CFTC”).
ACA assists with:
Preparing and filing Form ADV
CFTC registration and NFA membership
Developing customized compliance policies and procedures
Developing compliance infrastructure
Implementing customized compliance programs
Form ADV reviews
IARD filings with appropriate state and federal regulators
Private Fund Reporting Depository adminstration services
Form PF reasonableness review
NFA Online Registration System ("ORS") assistance
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