Compliance Management Platform

Compliance Management Platform

(CMP)

 

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The Compliance Management Platform (CMP) module of ACA's ComplianceAlpha® captures data from compliance activities across your firm to help you identify, monitor, and analyze compliance risks, as well as test your controls.

 

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FEATURES


COMPLIANCE ACTIVITY CALENDAR

  • View and track compliance tasks with a Microsoft® Outlook®-integrated calendar
  • Log and document conflicts of interest as well as code of ethics violations
  • Receive notifications when compliance activities require your attention

RISK MONITORING AND ANALYSIS

  • Monitor your firm’s compliance activity from a robust dashboard
  • Analyze the results of compliance tests and identify items of interest
  • Use visual analytics to track progress and spot potential issues

DOCUMENT MANAGEMENT AND REPORTING

  • Upload, edit, and maintain compliance policies and procedures
  • Maintain documents supporting compliance testing results and issue resolution
  • Run standard reports, subscribe to and schedule reports via email, and export data to Microsoft® Excel®

OTHER FEATURES

  • Use the ACA Master Reference Library to access results of internal compliance testing and reviews as well as reference content updated by ACA's compliance consultants
  • Seamlessly access your firm's enterprise system via single sign-on (SSO)

Want to learn more about ACA's Compliance Management Platform (CMP)?

 

Request a Demo