Compliance Management Platform

Compliance Management Platform (CMP)

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The Compliance Management Platform (CMP) module of ACA's ComplianceAlpha® captures data from compliance activities across your firm to help you identify, monitor, and analyze compliance risks, as well as test your controls.

 

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Features


Compliance Activity Calendar

  • View and track compliance tasks with a Microsoft® Outlook®-integrated calendar
  • Create customized calendar events and monitor the resolution of items of interest
  • Receive notifications when compliance activities require your attention

Risk Monitoring and Analysis

  • Identify compliance risks and requirements with corresponding controls and procedures
  • Analyze the results of compliance tests and identify items of interest
  • Use visual analytics to track progress and spot potential issues

Document Management and Reporting

  • Upload, edit, and maintain compliance policies and procedures
  • Maintain documents supporting compliance testing results and issue resolution
  • Run standard reports, subscribe to and schedule reports via email, and export data to Microsoft® Excel®

Other Features

  • Use the ACA Master Reference Library to access and customize reference compliance content updated by ACA's compliance professionals
  • Seamlessly access your firm's enterprise system via single sign-on (SSO)

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