Compliance Management Solution

ACA’s Compliance Management solution provides financial services firms with a governance, risk, and compliance technology platform for effectively and efficiently managing their compliance program activities and identifying potential issues through automated risk monitoring, compliance activity tracking, up-to-date reference compliance content, reporting, and visual analytics.

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Features

Compliance Activity Calendar

View and track compliance tasks with a Microsoft^®Outlook^®-integrated calendar
Create customized calendar events and monitor the resolution of items of interest
Receive notifications when compliance activities require your attention

Risk Monitoring and Analysis

Identify compliance risks and requirements with corresponding controls and procedures
Analyze the results of compliance tests and identify items of interest
Use visual analytics to track progress and spot potential issues

Document Management and Reporting

Upload, edit, and maintain compliance policies and procedures
Maintain documents supporting compliance testing results and issue resolution
Run standard reports, subscribe to and schedule reports via email, and export data to Microsoft^® Excel^®
WORM-compliant storage of records available

Other Features

Use the ACA Master Reference Library to access and customize reference compliance content updated by ACA's compliance professionals
Seamlessly access your firm's enterprise system via single sign-on (SSO)