Marketing Review Solution

Marketing Review Solution

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  1. Products
  2. Regulatory Technology
  3. Marketing Review Solution

ACA's Marketing Review solution provides a full management workflow for submitting, reviewing, approving, and archiving marketing and advertising materials. 

Request a Demo    Download the Brochure

 

Features

Dashboard

  • View the status of submissions, receive notifications, and visualize your workload
  • Search the electronic archive of materials

Submissions Workflow

  • Create a tailored process for reviewing and approving submissions
  • Customize submission forms with user-defined fields
  • Upload materials for review to FINRA via AREF

Audit Trail and Reporting

  • View a complete work log of all submissions and reviews
  • Run metric reports for business owners
  • WORM-compliant storage of submission records available

Other Features

  • Annotate and mark up PDFs using built-in tools
  • Seamlessly access your firm's enterprise system via single sign-on (SSO)

Request a Demo    Download the Brochure

marketing review solutions

Insights & Alerts

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6 Hot Topics in Employee Compliance
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April 3, 2019
RegTech Podcast: Innovation in Compliance with Tom Fox featuring ACA's Patrick Conroy
Addressing the Rising Cost of Non-Compliance with RegTech
March 19, 2019
Addressing the Rising Cost of Non-Compliance with RegTech
6 ways to stay head of regulators with RegTech
February 6, 2019
6 Ways to Stay Ahead of Financial Regulators with RegTech
Employee Data Governance Policies
December 12, 2018
Employee Data Governance Policies: Minimizing Impact, Maximizing Value
How RegTech Helps Compliance Teams
December 5, 2018
How RegTech Helps Compliance Teams Increase Efficiency and Reduce Risk
NorthPoint Case Study
November 15, 2018
Case Study: How ACA's NorthPoint Data Management Solutions Address Form ADV Regulatory Reporting Challenges
November 1, 2018
Code of Ethics/Personal Trading Technology – Understanding the Three Key Benefits

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