Marketing Review Solution

Marketing Review Solution (MRS)

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  1. Products
  2. Regulatory Technology
  3. Marketing Review Solution

FEATURES

DASHBOARD

  • View the status of submissions, receive notifications, and visualize your workload
  • Search the electronic archive of materials

SUBMISSIONS WORKFLOW

  • Create a tailored process for reviewing and approving submissions
  • Customize submission forms with user-defined fields
  • Upload materials for review to FINRA via AREF

AUDIT TRAIL AND REPORTING

  • View a complete work log of all submissions and reviews
  • Run metric reports for business owners
  • WORM-compliant storage of submission records available

OTHER FEATURES

  • Annotate and mark up PDFs using built-in tools
  • Seamlessly access your firm's enterprise system via single sign-on (SSO)

marketing review solution dashboard

marketing review solution submissions

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marketing review solutions

BLOG POSTS, ALERTS, AND INSIGHTS

regtech podcast innovation in compliance with tom fox
April 3, 2019
RegTech Podcast: Innovation in Compliance with Tom Fox featuring ACA's Patrick Conroy
Addressing the Rising Cost of Non-Compliance with RegTech
March 19, 2019
Addressing the Rising Cost of Non-Compliance with RegTech
6 ways to stay head of regulators with RegTech
February 6, 2019
6 Ways to Stay Ahead of Financial Regulators with RegTech
Employee Data Governance Policies
December 12, 2018
Employee Data Governance Policies: Minimizing Impact, Maximizing Value
How RegTech Helps Compliance Teams
December 5, 2018
How RegTech Helps Compliance Teams Increase Efficiency and Reduce Risk
NorthPoint Case Study
November 15, 2018
Case Study: How ACA's NorthPoint Data Management Solutions Address Form ADV Regulatory Reporting Challenges
November 1, 2018
Code of Ethics/Personal Trading Technology – Understanding the Three Key Benefits
How RegTech Can Enhance Your Firm’s GRC Program
October 11, 2018
How RegTech Can Enhance Your Firm’s GRC Program: A 4-Step Approach
IMS Fund Allocator case study
September 26, 2018
Case Study: ACA's NorthPoint IMS for a Large Fund Allocator

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