ACA Regulatory Reporting

Insights and guidance from ACA's team of experienced compliance and technology professionals.

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December 20, 2018

ACA Compliance Group has created a calendar to help you stay on track with your regulatory filings. Request our calendar to view key regulatory filing due dates and holidays at a glance.

September 24, 2018

Below are the regulatory filing submission deadlines occurring from October through December 2018.

June 21, 2018

Below are the regulatory filing submission deadlines occurring from July through September 2018.

What Additional Data Do Quarterly Form PF Filers Need?
May 1, 2018

Hedge funds and hedge fund advisers that need to file Form PF on a quarterly basis may already know the challenges they face. This blog post summarizes what additional information you need as a quarterly filer to help you prepare for the next submission deadline.

April 24, 2018

The European Securities and Markets Authority (“ESMA”) on April 4, 2018 issued its first analysis based on the Alternative Investment Fund Manag

March 28, 2018

Below are the regulatory filing submission deadlines occurring from April through June 2018.

March 22, 2018

Key features include a redesigned user interface and the integration of Form 13F with Form PF.

ACA Technology Solutions, a division of ACA Compliance Group and a leading provider of investment management and regulatory compliance technology solutions, today announced the release of

How ACA’s Form PF Solutions Can Help Lighten the Load
February 6, 2018

The U.S. Securities and Exchange Commission’s ("SEC") Form PF presents many challenges for investment advisers, particularly those that have large data sets and multiple administrators.

December 21, 2017

Below are the regulatory filing submission deadlines occurring from January through March 2018.

Recent Regulatory Reporting Updates
December 15, 2017

Firms in both the U.S. and the UK need to be aware of recent changes made to regulatory reporting forms. While the industry has been focused on MiFiD II, enhancements continue to be made to existing regulatory filings that require firms to keep abreast of their changes and modifications.

September 28, 2017

Below are the regulatory filing submission deadlines occurring from October through December 2017.