The RegTech 100 recognizes the most innovative tech companies transforming compliance, risk management, and cybersecurity.
ACA Technology Solutions
This case study details how ACA's NorthPoint Data Management Solutions helped a large OCIO manager solve challenges related to the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data.
Chief compliance officers (CCOs) and risk and compliance teams know they need regulatory technology to meet ever-increasing regulatory obligations as well as establish best practices for their firm’s governance, risk, and compliance (GRC) program that reduce operational risk and increase operational efficiencies. While the value added by a RegTech solution is clear, understanding the full scope of a GRC technology implementation can be a significant challenge. This blog post explains the four steps you can take to enhance the effectiveness of your firm’s GRC capabilities using technology.
This case study explains how a large, complex fund allocator implemented ACA's NorthPoint IMS to address challenges managing their fund investments due to operational inefficiencies and decentralized workflows and data.
ACA Technology Solutions, a division of ACA Compliance Group, expands regulatory technology offerings.
ACA Technology develops and delivers innovative and dynamic regulatory technology solutions for financial services firms and their compliance teams. Our team of financial technologists has real-world industry experience and understands the regulatory compliance needs of today’s investment managers.
ACA Technology develops and delivers innovative and dynamic regulatory technology solutions for financial services firms. Our team of financial technologists has real-world industry experience and understands the needs of today’s investment managers.
This case study details how a global asset management firm with more than $100 billion in assets under management (AUM) across multiple geographic regions implemented ACA's ComplianceAlpha Marketing Review Solution (MRS) to streamline marketing reviews and meet regulatory requirements.
The U.S. Securities and Exchange Commission ("SEC") continues to invest in developing and improving its technology and data analytics capabilities. Through a combination of enhanced technology and training provided to examination staff, the SEC’s National Examination Program (“NEP”) has become more efficient, effective, and targeted when conducting on-site examinations.