Please join us for a live webcast discussion on Wednesday, May 1 at 4pm BST on the SEC’s recent increase in the types of data it requests from firms as part of investment adviser exams, what you need to know, and what you should do now to
ACA Technology Solutions
Insights and guidance from ACA's team of experienced compliance and technology professionals.
Highlights and link to the Innovation in Compliance with Tom Fox podcast episode, Nimble and Strategic Compliance: A Conversation with Patrick Conroy. Fox and ACA's Conroy discuss a range of topics related to regulatory technology (RegTech).
Key features include new and enhanced algorithms, vendor integrations for expert network or meeting calendar information, reporting enhancements, and user interface improvements.
ACA's Burt Esrig illustrates how regulators' advances in tech are supporting their ever-broadening scope of responsibility, resulting in increased enforcement actions and fines. In this landscape, RegTech is no longer a "nice to have" for investment firms, but an imperative.
We're pleased to announce that ACA Technology is the recipient of several recent industry awards, including:
ACA's Compliance ELF (Employee Level Filing) provides an integrated solution for managing your firm’s code of ethics compliance activities related to employee personal securities trading monitoring, attestations, reporting on gifts, polit
Regulators globally continue to invest in developing their technological capabilities to quickly and efficiently manage data, and they expect investment firms to do the same. In this blog post, ACA's Burt Esrig and Michael Lehman discuss what you need to know and how regulatory technology solutions can help.
ACA Compliance Group has created a calendar to help you stay on track with your regulatory filings. Request our calendar to view key regulatory filing due dates and holidays at a glance.
ACA is proud to announce that we have been shortlisted for multiple awards by the HFM US Hedge Fund Technology Awards 2019, Fund Technology and WSL Awards 2019, and Alt Credit Intelligence US Services Awards 2019, and Private Asset Manage