ACA Technology Solutions

Case Study: How ACA's NorthPoint Data Management Solutions Address Form ADV Regulatory Reporting Challenges

This case study details how ACA's NorthPoint Data Management Solutions helped a large OCIO manager solve challenges related to the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data.

How RegTech Can Enhance Your Firm’s GRC Program: A 4-Step Approach

Chief compliance officers (CCOs) and risk and compliance teams know they need regulatory technology to meet ever-increasing regulatory obligations as well as establish best practices for their firm’s governance, risk, and compliance (GRC) program that reduce operational risk and increase operational efficiencies. While the value added by a RegTech solution is clear, understanding the full scope of a GRC technology implementation can be a significant challenge. This blog post explains the four steps you can take to enhance the effectiveness of your firm’s GRC capabilities using technology.

Case Study: How a >$100B Global Asset Manager Streamlined Marketing Reviews with ComplianceAlpha's Marketing Review Solution

This case study details how a global asset management firm with more than $100 billion in assets under management (AUM) across multiple geographic regions implemented ACA's ComplianceAlpha Marketing Review Solution (MRS) to streamline marketing reviews and meet regulatory requirements.

Recent Developments in the SEC’s Requests Related to MNPI Testing

The U.S. Securities and Exchange Commission ("SEC") continues to invest in developing and improving its technology and data analytics capabilities. Through a combination of enhanced technology and training provided to examination staff, the SEC’s National Examination Program (“NEP”) has become more efficient, effective, and targeted when conducting on-site examinations.