On 17 April, the FCA published its Business Plan for 2019/2020, setting out its key priorities and specific activities for the coming year.
Insights and guidance from ACA's team of experienced compliance and technology professionals.
With the UK government’s desperate attempts to achieve a Brexit settlement having reached a crescendo, the FCA continues to make preparations for the worst case no-deal scenario.
With four months to go until the United Kingdom’s anticipated exit of the European Union, the world braces itself for the final ‘divorce’ arrangements to be agreed, and to understand the subsequent consequences of those decisions. With questions still unanswered on how Brexit will impact investment firms, we examine possible marketing and distribution issues post-Brexit.
Preparing a Contingency Plan for the UK Leaving the EU on 29 March 2019
The UK Government’s White Paper The Future Relationship Between the UK
Join ACA Principal Consultant, Martin Lovick at the 2016 Regulatory Summit organised by the Compliance Registrar. Martin will take part in the panel discussion on likely impact of Brexit.
Yesterday (23 June 2016), the UK electorate voted by a small majority to leave the European Union. This result defied the predictions of most pollsters and the financial markets who had looked to a remain verdict in recent days.
The European Securities and Markets Authority (“ESMA”) yesterday published its advice on extending the AIFMD passport to twelve non-EU countries: Australia, Bermuda, Canada, Cayman Islands, Guernsey, Hong Kong, Japan, Jersey, Isle of Man, Singapore, Switzerland and the United States.
Yesterday, the UK electorate voted by a small majority to leave the European Union ("EU"). This result defied the predictions of most pollsters and the financial markets, which had anticipated a "stay" vote.