Case Study

Case Study: How ACA's NorthPoint Data Management Solutions Address Form ADV Regulatory Reporting Challenges

This case study details how ACA's NorthPoint Data Management Solutions helped a large OCIO manager solve challenges related to the Form ADV requirement to provide derivatives exposure for investments made via Separately Managed Accounts (SMAs) based on day-over-day data.

Case Study: How a >$100B Global Asset Manager Streamlined Marketing Reviews with ComplianceAlpha's Marketing Review Solution

This case study details how a global asset management firm with more than $100 billion in assets under management (AUM) across multiple geographic regions implemented ACA's ComplianceAlpha Marketing Review Solution (MRS) to streamline marketing reviews and meet regulatory requirements.

Case Study: ACA's NorthPoint Data Management Solutions for OCIO Managers / Managed Account Platforms

This case study details how a large OCIO management firm and a large managed account platform firm, each with a large number of clients that invests in hedge funds through separately managed accounts (SMA), implemented ACA's NorthPoint Data Management Solutions Data Warehouse and Security Master modules to address the need for drill-through transparency into the constiutent investments of these funds.

Don’t Get Burned. Do You Have Compliance Coverage this Summer?

Summer is finally here! With Memorial Day marking the unofficial start to summer it’s time to take a break, but in the compliance industry it’s not as simple as turning on your “out of office” and walking out the door. Compliance officers and managers need the assurance that they can leave the office and still have the resources available to fulfill both their regulatory obligations and their fiduciary duty to clients.

Case Study: How ComplianceAlpha Helped a $1B AUM Private Equity Fund Manager Automate and Streamline its Compliance Management Tasks

A growing multi-affiliate private equity fund manager with approximately $1 billion assets under management was manually tracking its compliance tasks and reviewing marketing materials through email. In order to more efficiently manage its increasing compliance responsibilities, the firm wanted to implement a solution that would help streamline and automate these tasks. The client chose ACA's ComplianceAlpha® to solve these challenges.

Case Study: How ACA Technology Helped a $19B AUM Investment Manager Consolidate Data Sources and Optimize Workflows

This case study explains how ACA's NorthPoint Platform helped a growing investment management firm with approximately $19 billion in assets under management solve business challenges related to managing mulitple disparate software systems and home-grown applications, as well as manual operational processes.