The bank and non-bank asset management industry is struggling with fee compression which has sparked a series of layoffs that you may have read about in recent news.
Insights and guidance from ACA's team of experienced compliance and technology professionals.
The EU Securitisation Regulation (2017/2402) comes into force on 1 January 2019 and applies to securitisations issued on or after this date.
Dear Clients and Friends,
On May 11, 2018, broker-dealers and other financial institutions currently covered by the US Anti-Money Laundering (AML) regime will need to become compliant with FinCEN’s new customer due diligence (CDD) requirements.
The deadline for meeting the General Data Protection Regulation (GDPR) is on its way.
Have you fallen behind schedule with your compliance testing and surveillance? Need an extra hand to assist with your annual compliance review? With year-end clearly in sight, we are available to assist with any short-term staffing needs.