compliance training

 

May 20, 2019
With the FCA operational objectives and current business plan continuing to include "Integrity" and "Consumer Protection" it comes as no surprise that each year we see enforcement action against organisations and individuals for offences relating to market abuse.
May 13, 2019
The Financial Conduct Authority (FCA) has made no secret of its intention to crack down on firms and individuals that fail to meet their obligations under the Market Abuse Regulations (MAR) and FCA rules.
July 12, 2018
Introducing ACA Academy for European Compliance Professionals