Market Abuse Regime

Insights and guidance from ACA's team of experienced compliance and technology professionals.

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Addressing the Rising Cost of Non-Compliance with RegTech
March 19, 2019

ACA's Burt Esrig illustrates how regulators' advances in tech are supporting their ever-broadening scope of responsibility, resulting in increased enforcement actions and fines. In this landscape, RegTech is no longer a "nice to have" for investment firms, but an imperative.

February 20, 2019

Julia Hoggett, FCA's Director of Market Oversight, last week gave a speech on the implementation of the Market Abuse Regulation in the UK.

October 16, 2018

Recent activity points to the FCA rapidly increasing its focus on market abuse risk, trade surveillance and controls.

November 21, 2017

Julia Hoggett, the Financial Conduct Authority's ("FCA") Director of Market Oversight, delivered a speech on 14 November 2017 at the Recent Developm