Market Abuse Regime


July 3, 2019
This week marks three years since the Market Abuse Regulation (MAR) overhauled the civil market abuse regime across Europe, repealing and replacing the Market Abuse Directive (MAD) and the UK’s own domestic legislation.
March 19, 2019
ACA's Burt Esrig illustrates how regulators' advances in tech are supporting their ever-broadening scope of responsibility, resulting in increased enforcement actions and fines. In this landscape, RegTech is no longer a "nice to have" for investment firms, but an imperative.
February 20, 2019
Julia Hoggett, FCA's Director of Market Oversight, last week gave a speech on the implementation of the Market Abuse Regulation in the UK.
October 16, 2018
Recent activity points to the FCA rapidly increasing its focus on market abuse risk, trade surveillance and controls.
November 21, 2017
Julia Hoggett, the Financial Conduct Authority's ("FCA") Director of Market Oversight, delivered a speech on 14 November 2017 at the Recent Developm