Although regulatory compliance will always be a function led and directed by people, technology can support those efforts and make processes more efficient and effective. Here are five ways it can be of benefit to your firm to make RegTech an everyday part of your compliance program.
The RegTech 100 recognizes the most innovative tech companies transforming compliance, risk management, and cybersecurity.
Chief compliance officers (CCOs) and risk and compliance teams know they need regulatory technology to meet ever-increasing regulatory obligations as well as establish best practices for their firm’s governance, risk, and compliance (GRC) program that reduce operational risk and increase operational efficiencies. While the value added by a RegTech solution is clear, understanding the full scope of a GRC technology implementation can be a significant challenge. This blog post explains the four steps you can take to enhance the effectiveness of your firm’s GRC capabilities using technology.
ACA Technology develops and delivers innovative and dynamic regulatory technology solutions for financial services firms and their compliance teams. Our team of financial technologists has real-world industry experience and understands the regulatory compliance needs of today’s investment managers.
ACA Technology's Burt Esrig recently shared his expertise on regulatory technology with Wells Fargo Prime Investment Services for their July 2018 Business Consulting and Regulatory Updates. Burt's article, Addressing the SEC's Examination Priorities and Focus Areas Using Technology, discusses how the SEC continues to invest in technology for accessing and analyzing data as part of investment adviser exams, and what investment advisers can do to keep pace with the SEC in this area.
ACA Technology Solutions, a leading provider of investment management and regulatory technology solutions, announced today the official release of ComplianceAlpha™, a comprehensive, cloud-based platform designed to assist Chief Compliance Officers with managing their compliance program tasks and activities.
ACA Compliance Group (ACA) is a leading provider of governance, risk, and compliance advisory services and technology solutions. We partner with our clients to help them mitigate the regulatory, operational, and reputational risks associated with their business functions. Our clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks.