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Regulatory Technology

Strengthen and streamline risk and compliance management across the enterprise.
 

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Our regulatory technology solutions help leading financial services firms around the globe simplify and streamline risk and compliance management in a way that meets regulatory expectations and industry best practices.

Our RegTech solutions are designed, developed, and supported by our team of former regulators and experienced compliance, technology, and cybersecurity professionals. Through our collective expertise, we understand our clients’ complex business needs and regulatory requirements.

Our Solutions


 

ComplianceAlpha®

 

ComplianceAlpha marketing review solution MRS

 

ComplianceAlpha helps global financial services firms of all sizes to effectively and efficiently meet regulatory demands across the organization from a single platform. The platform helps firms automate manual tasks, identify risk through enhanced surveillance capabilities, derive deeper insights through connected data, simplify the submission of requests and disclosures for employees, and free up valuable time for more strategic, higher-value tasks.

 

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Employee Compliance

Provides an integrated solution for collecting, tracking, and analyzing employees' personal trading and reported activities.

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Market Abuse Surveillance

Provides in-depth trade surveillance to help your firm identify "Items of Interest" and non-compliant trading and investment activity.

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Compliance Management

Provides automated risk monitoring, compliance activity tracking, up-to-date reference compliance content, reporting, and visual analytics.

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Marketing Review

Provides a full workflow for reviewing, approving, and submitting marketing and advertising materials.

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Cybersecurity

Provides cybersecurity and technology risk management tools cybersecurity awareness training administration.

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ACA Regulatory Reporting

Platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR.

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Why Choose ACA?

ACA product development team

Our Product Development Team

Our products are designed and developed by experienced technology professionals who understand the complex needs of risk and compliance teams at financial services firms.

ACA client service team

Client Service and Support

We take a “white glove” approach to delivering and supporting our products. We are the #1 RegTech provider for client satisfaction among hedge fund managers, according to the 2019 HFM RegTech Rising report.

ACA product implementation

Our Product Implementation

Our implementation specialists are skilled at evaluating and understanding your firm's unique needs and challenges. We take the time to learn your business in order to tailor our systems to your needs.

ACA regulatory compliance team

Our Industry Experience

Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ business needs and regulatory requirements. We work closely as a team when designing, developing, and implementing our technology products.

regtech insight awards 2020 winner logo

HFM US Technology Awards Best RegTech Solution

HFM European Hedge Fund Technology Award Winner Logo

HFM US Technology Awards 2019 Best RegTech Solution ACA Technology

ACA Technology RegTech 100

Alt Credit US Awards 2019 winner ACA Technology

Fund Technology Awards winner ACA Technology

Want to learn more about our

Regulatory Technology Solutions?

 

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