employee compliance letter a with checkmark

Regulatory Technology for Financial Services

Strengthen and streamline risk and compliance across the enterprise
 

Request a Demo

We design and deliver smart technology solutions to over 640 leading financial services firms around the globe. Our technology solutions help our clients streamline processes, simplify day to day tasks, and ensure easy and comprehensive tracking of all activity across their firm in a way that meets regulatory expectations and industry best practices.

Our technology solutions are designed, developed, and supported by our team that includes former regulators as well as experienced consulting, technology, and cybersecurity professionals. Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ complex business needs and regulatory requirements.

Our Solutions


 

ComplianceAlpha®

 

ComplianceAlpha marketing review solution MRS

 

ComplianceAlpha helps global financial services firms of all sizes to effectively and efficiently meet regulatory demands across the organization from a single platform. The platform helps firms automate manual tasks, identify risk through enhanced surveillance capabilities, derive deeper insights through connected data, simplify the submission of requests and disclosures for employees, and free up valuable time for more strategic, higher-value tasks.

 

Request a Demo    Learn More 

 

Employee Compliance Solution

Provides an integrated solution for collecting, tracking, and analyzing employees' personal trading and reported activities.

Request a Demo    Learn More 

Trade Surveillance Solution

Provides in-depth trade surveillance to help your firm identify "Items of Interest" and non-compliant trading and investment activity.

Request a Demo     Learn more 

Compliance Management Solution

Provides automated risk monitoring, compliance activity tracking, up-to-date reference compliance content, reporting, and visual analytics.

Request a Demo    Learn More 

Marketing Review Solution

Provides a full workflow for reviewing, approving, and submitting marketing and advertising materials.

Request a Demo    Learn More 

Cybersecurity Solution

Provides cybersecurity and technology risk management tools cybersecurity awareness training administration.

Request a Demo     Learn more 

ACA Regulatory Reporting Solution

Platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR.

Request a Demo    Learn More 

Why Choose ACA Technology?

ACA product development team

Our Product Development Team

Our products are designed and developed by experienced technology professionals who understand the complex needs of risk and compliance teams at financial services firms.

ACA client service team

Client Service and Support

We take a “white glove” approach to delivering and supporting our products. We are the #1 RegTech provider for client satisfaction among hedge fund managers, according to the 2019 HFM RegTech Rising report.

ACA product implementation

Our Product Implementation

Our implementation specialists are skilled at evaluating and understanding your firm's unique needs and challenges. We take the time to learn your business in order to tailor our systems to your needs.

ACA regulatory compliance team

Our Industry Experience

Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ business needs and regulatory requirements. We work closely as a team when designing, developing, and implementing our technology products.

Resources

 

open book with pages moving

Case Studies

 ComplianceAlpha Case Studies

Learn how ACA's RegTech solutions have helped firms solve risk and compliance management challenges. 

Learn More

media player with play button and scrubbing bar

On-Demand Webcast

Your RegTech Roadmap for 2020 and Beyond: The Outlook for Risk and Compliance Technology

ACA's Carlo di Florio, Raj Bakhru, and Dan Campbell discuss the current and emerging technologies impacting financial services firms.

Watch Now

paper scroll with lines of copy 

White Paper

Best Practices for Implementing a Holistic Surveillance Program

Our surveillance team shares their expertise and insights on how your firm can implement its own holistic surveillance program. 

Download

HFM US Technology Awards Best RegTech Solution

Best RegTech Solution

HFM European Hedge Fund Technology Award Winner Logo

Best RegTech Solution

HFM US Technology Awrds 2019 Best RegTech Solution ACA Technology

Best RegTech Solution

ACA Technology RegTech 100

RegTech 100 List 2019

Alt Credit US Awards 2019 winner ACA Technology

Best Technology: Overall

Fund Technology Awards winner ACA Technology

Best Compliance Solution